Psychoanalytic Theory: Freud and Erikson

Inner drives, deep motives, and unconscious needs rooted in childhood—especially in experiences in the first six years—form the foundation of psychoanalytic theory. These basic underlying forces are thought to influence every aspect of thinking and behavior, from the smallest details of daily life to the crucial choices of a lifetime.

Freud’s Ideas

Freud at Work In addition to being the world’s first psychoanalyst, Sigmund Freud was a prolific writer. His many papers and case histories, primarily descriptions of his patients’ symptoms and sexual urges, helped make the psychoanalytic perspective a dominant force for much of the twentieth century.

Psychoanalytic theory originated with Sigmund Freud (1856–1939), an Austrian physician who treated patients suffering from mental illness. He listened to their remembered dreams and to their uncensored streams of thought, and he constructed an elaborate, multifaceted theory. Much of it concerns child development.

According to Freud, development in the first six years of life occurs in three stages, each characterized by sexual interest and pleasure arising from a particular part of the body. In infancy the erotic body part is the mouth (the oral stage). In early childhood it is the anus (the anal stage). In the preschool years it is the penis (the phallic stage), a source of pride and fear among boys and a reason for sadness and envy among girls. Then, after a quiet period (latency), the genital stage arrives at puberty, lasting throughout adulthood. (Table 2.1 describes stages in Freud’s theory.)

Freud maintained that sensual pleasure (from stimulation of the mouth, anus, or penis) is linked to major developmental stages, needs, and challenges. During the oral stage, for example, sucking provides not only nourishment but also erotic joy and attachment to the mother. Kissing in adulthood is a vestige of the oral stage. Next, during the anal stage, pleasures arise from self-control, initially with toileting.

One of Freud’s most influential ideas was that each stage includes its own struggles. Conflict occurs, for instance, when mothers try to wean their babies (oral stage), toilet train their toddlers (anal stage), deflect the sexual curiosity and fantasies of their 5-year-olds (phallic stage), and limit the sexual interests of adolescents (genital stage). According to Freud, how children experience and resolve these conflicts determines personality lifelong because “the early stages provide the foundation for adult behavior” (Salkind, 2004, p. 125).

No Choking During the oral stage, children put everything in their mouths, as Freud recognized and as 12-month-old Harper Vasquez does here. Toy manufacturers and lawyers know this too, which is why many toy packages say “Choking hazard: small parts, not appropriate for children under age 3.”

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Freud did not believe that new stages occurred after puberty; rather, he believed that adult personalities and habits were influenced by what happened in childhood. Unconscious conflicts rooted in early life may be evident in adult behavior—for instance, smoking cigarettes (oral) or keeping a clean and orderly house (anal) or falling in love with a much older partner (phallic).

Erikson’s Ideas

Many of Freud’s followers became famous theorists themselves, Carl Jung, Alfred Adler, and Karen Horney among them. They acknowledged the importance of the unconscious and of early childhood experience, but each of them expanded and modified Freud’s ideas. For scholars in child development, one neo-Freudian, Erik Erikson (1902–1994), is the most insightful. He proposed a comprehensive developmental theory.

A Legendary Couple In his first 30 years, Erikson never fit into a particular local community, since he frequently changed nations, schools, and professions. Then he met Joan. In their first five decades of marriage, they raised a family and wrote several books. If he had published his theory at age 73 (when this photograph was taken) instead of in his 40s, would he still have described life as a series of crises?

Erikson described eight developmental stages, each characterized by a particular challenge, or developmental crisis (summarized in Table 2.1). Although Erikson named two polarities at each crisis, he recognized a wide range of outcomes between those opposites. Typically, development at each stage leads to neither extreme but to something in between.

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In the stage of initiative versus guilt, for example, 3- to 6-year-olds undertake activities that exceed the limits set by their parents and culture. They jump into swimming pools, pull their pants on backwards, make cakes according to their own recipes, and wander off alone. Efforts to act independently produce the child’s feelings of pride or failure and then lifelong guilt if adults are too critical or if social norms are too strict. Decades later, most adults fall somewhere between unbridled initiative and crushing guilt, depending on their early childhood experiences.

As you can see from Table 2.1, Erikson’s first five stages are closely related to Freud’s stages. Erikson, like Freud, believed that problems of adult life echo unresolved childhood conflicts. He thought the first stage, trust versus mistrust, was particularly crucial. For example, an adult who has difficulty establishing a secure, mutual relationship with a life partner may never have resolved that first crisis of early infancy, trust versus mistrust.

Every stage echoes throughout life. For instance, in late adulthood, one older person may be outspoken while another avoids saying anything because each resolved the initiative-versus-guilt stage in opposite ways.

In two crucial aspects, Erikson’s stages differ significantly from Freud’s:

  1. Erikson’s stages emphasized family and culture, not sexual urges.

  2. Erikson recognized adult development, with three stages after adolescence.

Especially for Teachers Your kindergartners are talkative and always moving. They almost never sit quietly and listen to you. What would Erik Erikson recommend?

Erikson would note that the behavior of 5-year-olds is affected by their developmental stage and by their culture. Therefore, you might design your curriculum to accommodate active, noisy children.

SUMMING UP   Both Freud and Erikson thought unconscious drives and early experiences form later personality and behavior, but they differed on the origins of those drives and experiences. Freud believed development depended on three psychosexual stages that impacted later habits and personality, not only in the next two periods (latency and genital) but lifelong. Conflict between the child’s impulses and the parents’ restrictions was inevitable, forming personality. On the other hand, Erikson’s eight psychosocial stages were characterized by developmental crises resolved through the individual’s relationship to family, and culture, a process that continued lifelong.

WHAT HAVE YOU LEARNED?

  1. Question 2.4

    ENgv9AotSPXzPYYpzvhoxXYpuRuwPnzSiH9WkX2xBLt1IHgkLlwZ3pKUzmXwxKynIpMpFg==
    Unconscious drives and motives influence every aspect of human thinking and behavior.
  2. Question 2.5

    cmSlekXLt3liQtJrR+cLHGgeaoHFOdNL2mZlG5LAqjiI7ZduFIch8PUrYGVcZWRa5DKBSXLSayMatr7IGcCxQxhQEWpdb6Rz
    The oral stage is the mouth, the anal stage is the anus, and the phallic stage is the penis. Freud believed that the lack of a penis caused girls to develop penis envy.
  3. Question 2.6

    m0MgKhBb+RvYiVZmQvFbwV+w8bgLozGn+HYboFQ7izn0Tzxr1TdMjG1qT9DgvvTHhxnZzV6M7NqiDTfEbW948SX9UQoACpxy9ftvn5DrUt+lrJQR7uaLPR/6WPnMx9Os
    Erikson thought the first stage, trust versus mistrust, was particularly crucial for all later relationships. For example, an adult who has difficulty establishing a secure, mutual relationship with a life partner may never have resolved that first crisis of early infancy, trust versus mistrust.
  4. Question 2.7

    +WX//7qhf/4i+ifSfHUKz5YtxKgF3d3hqOi+nWRA+Jjnev3/kHssZDRNK0J9/OdwHBuJ7UJazlr/Bz/Eyj6vyRURKhs=
    Erikson's theory focused on psychosocial stages of development—which included the environment in which a child is raised—and did not put much emphasis on sexual development. His theory was also the first to cover the entire life span. Freud's theory was about psychosexual stages of development and ended with adolescence.