Merchants, mercenaries, monks, and missionaries were among the prominent sojourners who traversed the Silk Roads from China to Europe, traveling much of the time in Central or Inner Asia (see Map 7.1). Many more people, of course, lived permanently or for long periods of time in the area. Hailing from an immense variety of cultures, both travelers and permanent residents contributed to turning this vast region into a vital Eurasian arena of exchange. Perhaps most obviously, it was a commercial crossroads that featured trade in numerous goods, originating from the agricultural civilizations, pastoral societies, and gathering and hunting cultures of the region. (See Snapshot: Economic Exchange along the Silk Roads.) It was also a realm of cultural and religious encounters. Buddhism, Judaism, Christianity, Islam, Manichaeism (man-
Over the past century or so, scholars have learned much about life along the Silk Roads. Ancient manuscripts in many languages have brought to light Manichaean prayers, commercial contracts, lawsuits, medical prescriptions, erotic tales, and letters between husbands and wives. Stopping places on the trade routes, known as caravanserai, have been uncovered in oases or ancient market cities, and long-
Among the first things that impressed travelers on the Silk Roads were the dangers from nature and man alike. Much of the route passed through harrowing terrain. Traveling from China to India in the seventh century, the Chinese Buddhist monk Xuangzang encountered mountains “so dangerously steep and tall that they seem to touch the sky.” Marco Polo traversed a desert that appeared endless, where water was scarce and “birds and beasts there are none,” and where sandstorms and hallucinations were a peril to travelers. Furthermore, when armies clashed or political authority broke down, human threats were added to those of nature.
Source 7.1 shows a typical confrontation along the Silk Road. An eighth-
Questions to consider as you examine the source:
Click here to see a video (about three minutes) produced by UNESCO that provides a useful overview of the Mogao Caves, situated at a strategic point along the Silk Road, at the crossroads of trade as well as religious, cultural, and intellectual influences.
Silk Road Merchants Encounter Bandits
Source 7.1 Silk Road Merchants Encounter Bandits
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Given the dangers to merchants traveling the Silk Road, it is not surprising that travel guides might have a market, especially among merchants traveling the Silk Road. One such guide was written by Francesco Pegolotti, a fourteenth-
Questions to consider as you examine the source:
Francesco Pegolotti
Advice for European Merchants Traveling to China, ca. 1340
In the first place, you must let your beard grow long and not shave. And at Tana [a city on the Sea of Azov, an extension of the Black Sea] you should furnish yourself with a dragoman [interpreter]. And you must not try to save money in the matter of dragomen by taking a bad one instead of a good one. For the additional wages of the good one will not cost you so much as you will save by having him. And besides the dragoman it would be good to take at least two good manservants, who are acquainted with the Cumanian tongue [a Turkic language]. And if the merchant likes to take a woman with him from Tana, he can do so; if he does not like to take one there is no obligation, only if he does take one he will be kept much more comfortably than if he does not take one. If he does take one, it would be good if she were acquainted with the Cumanian tongue as well as the men.
And from Tana traveling to Gittarchan [Astrakhan, north of the Caspian Sea] you should take with you twenty-
The road you travel from Tana to Cathay [China] is perfectly safe, whether by day or by night, according to what the merchants say who have used it. But if the merchant, in going or coming, should die enroute, everything belonging to him will become the property of the lord of the country in which he dies, and the officers of the lord will take possession of all. So also if he dies in Cathay. But if his brother is with him, or an intimate friend and comrade calling himself his brother, then they will surrender the property of the deceased to this person, and so it will be rescued.
And there is another danger: this is when the lord of the country dies, and before the new lord who is to have the lordship is proclaimed. During such intervals there have sometimes been irregularities perpetrated on the Franks, and other foreigners. (They call “Franks” all the Christians of these parts from Romania [Byzantine Empire] westward.) And the roads will not be safe to travel until another lord be proclaimed who is to reign in place of him who died.
Cathay is a province that contains a multitude of cities and towns. Among others there is one in particular, that is to say the capital city, to which merchants flock, and in which there is a vast amount of trade; and this city is called Cambalec [present day Beijing, the capital of Mongol-
Anyone from Genoa or from Venice, wishing to go to the places above-
Merchants who travel this road can ride on horseback or on asses, or mounted in any way that they choose to be mounted.
Whatever silver the merchants might carry with them as far as Cathay the lord of Cathay will take from them and put into his treasury. And to merchants who bring silver they give that paper money of theirs in exchange. This is of yellow paper, stamped with the seal of the aforementioned lord. And this money is called balisbi; and with this money you can readily buy silk and all other merchandise that you desire to buy. And all the people of the country are bound to receive it. And yet you shall not pay a higher price for your goods because your money is of paper. And there are three kinds of paper money, one being worth more than another, according to the value which has been established for each by that lord.
Source: Henri Yule, ed. and trans., Cathay and the Way Thither, 2nd ed. (revised by H. Cordier), 4 vols. (London: Hakluyt Society, 1913–
Source 7.2: Advice for European Merchants Traveling to China
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If travelers faced peril on the Silk Roads, they also found places of rest and refreshment, known as caravanserai. Located periodically along the Silk Roads and often protected by powerful rulers, they provided lodging for merchants and their servants, warehouses for their goods, shelter and food for their animals in an open courtyard, medical help for the sick, and opportunities for trade in the bazaars. Source 7.3, a sixth-
Questions to consider as you examine the source:
A Stop at a Caravanserai
Source 7.3 A Stop at a Caravanserai
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Among the cultural traditions that spread across the Silk Roads, none was more significant than Buddhism. Buddhist monks, merchants, and missionaries traveled these roads, and the religion itself took root in the oasis cities of Central Asia and from there later spread to China, Korea, and Japan. In the two documents that follow, we catch a glimpse of life in these Central Asian Buddhist centers and their monasteries. The first derives from the oasis settlement of Niya, a commercial center on the southern route of the Silk Road at the edge of the Takla Makan Desert. Documents such as this, dating to around 300 C.E., reveal the involvement of Buddhist monks in commercial life, as they witnessed contracts and arbitrated conflicts, receiving payment in rolls of silk. They bought and sold land as well as slaves. Contrary to conventional monastic life, at least some monks in Niya also married, fathered children, and lived in their own homes. Even those who lived in the monastery participated in the local economy, much as did the ordinary residents of Niya.
Questions to consider as you examine the source:
Source 7.4A
Regulations for a Community of Monks, Third Century C.E.
The community of monks in the capital laid down regulations for the community of monks in [Niya]. It is heard that novices do not pay attention to an elder; they disobey the old monks. Concerning this these regulations have been laid down by his majesty in front of the order of monks. The elders Silabrabha and Pumnasena [are to be] in charge of the monastery. They have to administer all the activities of the community. [Disputes] are to be examined in accordance with the law. . . .
Source: Thomas Burrow, A Translation of the Kharoshthi Documents from Chinese Turkestan (London Royal Asiatic Society, 1940), 95. Adapted from the Bedford series book Xinru Liu, The Silk Roads (Boston: Bedford/St. Martin’s, 2012), 102.
Another Central Asian center of Buddhist life was the Kingdom of Khotan, located, like Niya, on the southern rim of the Takla Makan Desert. Enriched by the trade of the Silk Roads, Khotan flourished as a Buddhist society for a thousand years until it was overrun by Muslim armies in 1006. In the early fifth century, a Chinese Buddhist teacher named Faxian spent several months in Khotan while on his way to India and later wrote a description of what he witnessed there.
Source 7.4B
Faxian
A Record of the Buddhist Kingdoms, ca. 416
Having been on the road for one month and five days, we reached Khotan. This is a prosperous country, and the people there are affluent. They all follow Buddhist laws and enjoy playing and listening to Buddhist music. There are tens of thousands of monks, most of whom follow Mahayana teachings. All of the monks receive food from public kitchens (and thus do not need to beg food for themselves). In this country, people’s homes are not all concentrated in one location (as in most of China) but are spread out at some distance from each other, and every household is marked by its own small stupa [a tower housing relics of the Buddha]. The smallest ones are about two zhang [twenty feet] in height. There is a Buddhist hostel for guest monks and other travelers. . . .
The sound of a gong summons the three thousand monks to their meals. All enter the dining hall ceremonially and sit down in a designated order. The entire hall is totally in silence; even the noise made by vessels is absent. When a monk wants a servant to add more food, he does not call out to him, but raises his hand to summon him. . . .
There are fourteen large monasteries and numerous small ones in the country. On the first day of the fourth month, the people of the city start by sweeping the street and decorating its lanes [in preparation for a major festival]. . . . A four-
The kings of the six states . . . give all of their precious belongings away to support Buddhism. Humans hardly ever enjoy such things themselves.
Source: Faxian Zhuan Jiaozhu, translated by Xinru Liu, in The Silk Roads, pp. 105–
Source 7.4A Regulations for a Community of Monks
Source 7.4B A Record of the Buddhist Kingdoms<<pop: Source 7.4B A Record of the Buddhist Kingdoms>>
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Buddhism was not the only religion to travel the Silk Roads. So too did Christianity, although in a much less widespread and spectacular fashion. Largely derived from the Persian-
Unlike Buddhism, Christianity did not establish a widespread or lasting presence in Central Asia or China. But for several centuries, a number of small Christian communities had flourished, generating a remarkable set of writings known as the “Jesus Sutras.” (A sutra is a Buddhist religious text.) Some were carved on large stone slabs, while others were written on scrolls discovered early in the twentieth century in the caves of Dunhuang in northwestern China. What has fascinated scholars about these writings is the extent to which they cast the Christian message in distinctively Chinese terms, making use particularly of Buddhist and Daoist concepts long familiar in China. For example, at the top of a large stone tablet known as the Nestorian Monument is a Christian cross arising out of a white cloud (a characteristic Daoist symbol) and a lotus flower (an enduring Buddhist image). The written texts themselves, which refer to Christianity as the “Religion of Light from the West” or the “Luminous Religion,” describe its arrival in China and outline its message within the framework of Chinese culture.
Questions to consider as you examine the source:
The Jesus Sutras, 635–
The Story of Jesus
The Lord . . . sent the Cool Wind to a girl named Mo Yen. It entered her womb and . . . [she] became pregnant and gave birth to a son named Jesus, whose father is the Cool Wind. . . .
For the sake of all living beings and to show us that a human life is as frail as a candle flame, the Messiah gave his body to these people of unwholesome karma. For the sake of the living in this world, he gave up his life. . . .
The Four Laws of Dharma
The first law is no desire. Your heart seeks one thing after another, creating a multitude of problems. . . .
The second law is no action. . . .
The third law is no virtue. Don’t try to find pleasure by making a name for yourself through good deeds. Practice instead universal loving kindness that is directed toward everyone.
The fourth law is no truth. Don’t be concerned with facts, forget about right and wrong, sinking or rising, winning or losing. Those who have awakened to the Way, who have attained the mind of Peace and Joy, who can see all karmic conditions and who share their enlightenment with others, reflect the world like a mirror, leaving no trace of themselves.
Source: Ray Riegert and Thomas Moore (eds.), The Lost Sutras of Jesus: Unlocking the Ancient Wisdom of the Xian Monks (Berkeley, CA: Ulysses Press, 2006), 81–
Source 7.5 The Jesus Sutras
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Some insight into the personal strains of life on the Silk Roads comes from two letters written between husband and wife, miraculously preserved and discovered during archeological excavations in the early twentieth century. The first comes from a low-
Questions to consider as you examine the source:
Source 7.6A
From a Soldier on Guard Duty, 103 B.C.E–
Xuan [the husband’s name] prostrate to show respect:
Yousun, my dear wife, your life is really hard. Being at the frontier in the summer, I hope you have enough food and clothing. If this is true, I feel happy at the frontier. Only because of the support of Yousun, Xuan can serve at the frontier faithfully and have no need to worry about home.
Your brother Youdu followed the county governor to arrive at Juyan on the tenth day of the month. He told me that your parents were fine. As he came here for business in a great hurry, he probably did not get a chance to see you before his departure.
On the eleventh day, I came here to report to Houguan [Xuan’s superior officer]. As the work is not finished yet, I take time to write this letter, wish all my best.
I just received a letter . . . saying the station chief has arrived at the Linqu watchtower. I am writing this letter to you Yousun. The Houguan will be gone tomorrow. The inspector has not yet arrived. I had better work hard now so that I will not receive a low grade of assessment among the officers when inspected.
Source: Chen Zhi, Juyan Hanjian Yanjiu [Studies of the Wooden Slips from Juyan] (Tianjin: Guji Chubanshe, 1986), 492–
A second set of letters reflects the difficulties of Sogdian traders and their families on the Silk Road. These Central Asian merchants had established a long-
Source 7.6B
From an Abandoned Wife, Early Fourth Century C.E.
To (my) noble lord (and) husband Nanai-
Behold, I am living . . . badly, not well, wretchedly, and I consider myself dead. Again and again I send you a letter, (but) I do not receive a (single) letter from you, and I have become without hope towards you. My misfortune is this, (that) I have been in Dunhuang for three years thanks(?) to you, and there was a way out a first, a second, even a fifth time, (but) herefused to bring me out. I requested the leaders that support (should be given) to Farnkhund for me, so that he may take me to (my) husband and I would not be stuck in Dunhuang, (for) Farnkhund says: I am not Nanai-
[In a fragmentary section she declares that her father would not suffer her being a servant of the Chinese, before telling her husband that if his intention was for her to become a servant that] you write to me so that I should know how to serve the Chinese. In my paternal abode I did not have such a restricted . . . as with(?) you. I obeyed your command and came to Dunhuang and I did not observe (my) mother’s bidding nor (my) brothers’. Surely(?) the gods were angry with me on the day when I did your bidding! I would rather be a dog’s or a pig’s wife than yours! .
Sent by (your) servant Miwnay.
[Added in the margin was a note from his daughter.] From (his) daughter Shayn to the noble lord Nanai-
[In another letter Miwnay writes to her mother.]
From her daughter, the free-
Source: From Professor Nicholas Sims-
Source 7.6A From a Soldier on Guard Duty
Source 7.6B From an Abandoned Wife
Select the best answer for each question. Click the “submit” button for each question to turn in your work.
Source 7.1 Silk Road Merchants Encounter Bandits
Source 7.2: Advice for European Merchants Traveling to China
Source 7.3 A Stop at a Caravanserai
Source 7.4A Regulations for a Community of Monks
Source 7.4B A Record of the Buddhist Kingdoms<<pop: Source 7.4B A Record of the Buddhist Kingdoms>>
Source 7.5 The Jesus Sutras
Source 7.6A From a Soldier on Guard Duty
Source 7.6B From an Abandoned Wife
The following exercises provide an opportunity to use the sources collectively to respond to a guiding question.
Guiding Question
What evidence do these sources provide about the kinds of interaction that the Silk Roads generated among culturally different peoples and the outcomes of those encounters?
Instructions
Below are four topics that might find a place in organizing an essay responding to the guiding question. This exercise asks you to identify which sources would provide relevant evidence for that topic. Select the best answers for each question. Choose ALL that apply.
Click the “submit” button for each question to turn in your work.
Which sources provide evidence on trade along the Silk Roads? Choose ALL that apply. | |
nbIRnRe8R9/OaJB+ | A. Source 7.1: Dangers and Assistance on the Silk Roads |
nbIRnRe8R9/OaJB+ | B. Source 7.2: Advice for Merchants |
nbIRnRe8R9/OaJB+ | C. Source 7.3: Stopping at a Caravanserai |
xdqz80TY1Vwhogjf | D. Source 7.4: Buddhism on the Silk Roads |
xdqz80TY1Vwhogjf | E. Source 7.5: Christianity on the Silk Roads |
nbIRnRe8R9/OaJB+ | F. Source 7.6: Letters from the Silk Roads |
Which sources provide evidence on religious communities or practices along the Silk Roads? Choose ALL that apply. | |
nbIRnRe8R9/OaJB+ | A. Source 7.1: Dangers and Assistance on the Silk Roads |
xdqz80TY1Vwhogjf | B. Source 7.2: Advice for Merchants |
xdqz80TY1Vwhogjf | C. Source 7.3: Stopping at a Caravanserai |
nbIRnRe8R9/OaJB+ | D. Source 7.4: Buddhism on the Silk Roads |
nbIRnRe8R9/OaJB+ | E. Source 7.5: Christianity on the Silk Roads |
nbIRnRe8R9/OaJB+ | F. Source 7.6: Letters from the Silk Roads |
Which sources provide evidence on the hardships incurred by those traveling the Silk Roads? Choose ALL that apply. | |
nbIRnRe8R9/OaJB+ | A. Source 7.1: Dangers and Assistance on the Silk Roads |
nbIRnRe8R9/OaJB+ | B. Source 7.2: Advice for Merchants |
nbIRnRe8R9/OaJB+ | C. Source 7.3: Stopping at a Caravanserai |
xdqz80TY1Vwhogjf | D. Source 7.4: Buddhism on the Silk Roads |
xdqz80TY1Vwhogjf | E. Source 7.5: Christianity on the Silk Roads |
nbIRnRe8R9/OaJB+ | F. Source 7.6: Letters from the Silk Roads |
Which sources cast light on the states of the region or the state’s role in supporting trade? Choose ALL that apply. | |
nbIRnRe8R9/OaJB+ | A. Source 7.1: Dangers and Assistance on the Silk Roads |
nbIRnRe8R9/OaJB+ | B. Source 7.2: Advice for Merchants |
nbIRnRe8R9/OaJB+ | C. Source 7.3: Stopping at a Caravanserai |
nbIRnRe8R9/OaJB+ | D. Source 7.4: Buddhism on the Silk Roads |
xdqz80TY1Vwhogjf | E. Source 7.5: Christianity on the Silk Roads |
nbIRnRe8R9/OaJB+ | F. Source 7.6: Letters from the Silk Roads |
Source 7.1 Silk Road Merchants Encounter Bandits
Source 7.2: Advice for European Merchants Traveling to China
Source 7.3 A Stop at a Caravanserai
Source 7.4A Regulations for a Community of Monks
Source 7.4B A Record of the Buddhist Kingdoms<<pop: Source 7.4B A Record of the Buddhist Kingdoms>>
Source 7.5 The Jesus Sutras
Source 7.6A From a Soldier on Guard Duty
Source 7.6B From an Abandoned Wife
Instructions
This exercise asks you to assess the relationship between conclusions and evidence. Identify which of the following conclusions are supported by the specific piece of evidence. Click yes for those pieces of evidence that support the conclusion and no for those that do not.
Conclusion A
The Silk Roads were largely a “relay trade” in which goods were passed down the line before reaching their final destinations.
Conclusion B
Silk Road trading networks prospered most when large and powerful states provided security for merchants and travelers.
Conclusion C
As Buddhism spread across the Silk Roads from India to Central Asia, China, and beyond, it also changed. The original faith had shunned the material world, but Buddhist monasteries in the rich oasis towns of the Silk Roads found themselves very much involved in secular affairs. Some of them became quite wealthy.