The Rise of Zhu Yuanzhang and the Founding of the Ming Dynasty

The founder of the Ming Dynasty, Zhu Yuanzhang (1328–1398), began life in poverty during the last decades of the Mongol Yuan Dynasty. His home region was hit by drought and then plague in the 1340s, and when he was only sixteen years old, his father, oldest brother, and that brother’s wife all died, leaving two penniless boys with three bodies to bury. With no relatives to turn to, Zhu Yuanzhang asked a monastery to accept him as a novice. The monastery itself was short of funds, and the monks soon sent Zhu out to beg for food. For three or four years he wandered through central China. Only after he returned to the monastery did he learn to read.

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Ming China, ca. 1600

A few years later, in 1351, members of a religious sect known as the Red Turbans rose in rebellion against the government. Red Turban teachings drew on Manichaean ideas about the incompatibility of the forces of good and evil as well as on the cult of the Maitreya Buddha, who according to believers would in the future bring his paradise to earth to relieve human suffering. The Red Turbans met with considerable success, even defeating Mongol cavalry. When the temple where Zhu Yuanzhang was living was burned down in the fighting, Zhu joined the rebels and rose rapidly.

Zhu and his followers developed into brilliant generals, and gradually they defeated one rival after another. In 1356 Zhu took the city of Nanjing and made it his base. In 1368 his armies took Beijing, which the Mongol emperor and his closest followers had vacated just days before. Then forty years old, Zhu Yuanzhang declared himself emperor of the Ming (Bright) Dynasty. As emperor, he is known as Taizu (TIGH-dzoo) or the Hongwu emperor.

Taizu started his reign wanting to help the poor. To lighten the weight of government taxes and compulsory labor, he ordered a full-scale registration of cultivated land and population so that these burdens could be assessed more fairly. He also tried persuasion. He issued instructions to be read aloud to villagers, telling them to be obedient to their parents, live in harmony with their neighbors, work contentedly at their occupations, and refrain from evil.

Although in many ways anti-Mongol, Taizu retained some Yuan practices. One was setting up provinces as the administrative layer between the central government and the prefectures (local governments a step above counties). Another was the hereditary service obligation for both artisan and military households. Any family classed as a military household had to provide a soldier at all times, replacing those who were injured, who died, or who deserted.

Garrisons were concentrated along the northern border and near the capital at Nanjing. Each garrison was allocated a tract of land that the soldiers took turns cultivating to supply their own food. Although in theory this system should have provided the Ming with a large but inexpensive army, the reality was less satisfactory. Garrisons were rarely self-sufficient. Furthermore, men compelled to become soldiers did not necessarily make good fighting men, and desertion was difficult to prevent. Consequently, like earlier dynasties, the Ming turned to non-Chinese northerners for much of its armed forces. Many of the best soldiers in the Ming army were Mongols in Mongol units. Taizu did not try to conquer the Mongols, and Ming China did not extend into modern Inner Mongolia.

Taizu had deeply ambivalent feelings about men of education and sometimes brutally humiliated them in open court, even having them beaten. His behavior was so erratic that it is most likely that he suffered from some form of mental illness. As Taizu became more literate, he realized that scholars could criticize him in covert ways, using phrases that had double meanings or that sounded like words for “bandit,” “monk,” or the like. Even poems in private circulation could be used as evidence of subversive thoughts. When literary men began to avoid official life, Taizu made it illegal to turn down appointments or to resign from office. He began falling into rages that only the empress could stop, and after her death in 1382 no one could calm him. In 1376 Taizu had thousands of officials killed because they were found to have taken shortcuts in their handling of paperwork for the grain tax. In 1380 Taizu concluded that his chancellor was plotting to assassinate him, and thousands only remotely connected to the chancellor were executed. From then on, Taizu acted as his own chancellor, dealing directly with the heads of departments and ministries.

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Forbidden City The palace complex in Beijing, commonly called the Forbidden City, was built in the early fifteenth century when the capital was moved from Nanjing to Beijing. Audience halls and other important state buildings are arranged on a north-south axis with huge courtyards between them, where officials would stand during ceremonies.(sinopictures/Wenxiao–ullstein bild/The Granger Collection, NYC — All rights reserved)

The next important emperor, called Chengzu or the Yongle emperor (r. 1403–1425), was also a military man. One of Taizu’s younger sons, he took the throne by force from his nephew and often led troops into battle against the Mongols. Like his father, Chengzu was willing to use terror to keep government officials in line.

Early in his reign, Chengzu decided to move the capital from Nanjing to Beijing, which had been his own base as a prince and the capital during Mongol times. Constructed between 1407 and 1420, Beijing was a planned city. Like Chang’an in Sui-Tang times (581–907), it was arranged like a set of boxes within boxes and built on a north-south axis. The main outer walls were forty feet high and nearly fifteen miles around, pierced by nine gates. Inside was the Imperial City, with government offices, and within that the palace itself, called the Forbidden City, with close to ten thousand rooms. Because the Forbidden City survives today, people can still see the series of audience halls with vast courtyards between them where attending officials would stand or kneel.

The areas surrounding Beijing were not nearly as agriculturally productive as those around Nanjing. To supply Beijing with grain, the Yuan Grand Canal connecting the city to the rice basket of the Yangzi River regions was broadened, deepened, and supplied with more locks and dams. The 15,000 boats and the 160,000 soldiers of the transport army who pulled loaded barges from the towpaths along the canal became the lifeline of the capital.