Reading the American Past: Printed Page 216

DOCUMENT 11–3

Alexis de Tocqueville Describes the Three Races in the United States

In 1831 Alexis de Tocqueville, a young nobleman, came to the United States to study innovative prisons, but he soon became fascinated by the people and institutions of the young nation that seemed strikingly different from his native France. After almost two years of traveling throughout the United States, Tocqueville returned to France and, in 1835, published the first volume of Democracy in America, his analysis of the distinctive features of American society and government. Tocqueville's work was heralded in Europe and America at the time and has been recognized as a classic work ever since. In the excerpt below, Tocqueville described the “three races” that resided in the United States and sketched his views of their futures. Tocqueville's remarks arose from his firsthand observations during his travels as well as from his numerous conversations with Americans — ranging from President Andrew Jackson to Native Americans and slaves — and from his own outlook as a French aristocrat.

Democracy in America, 1835

THE PRESENT AND PROBABLE FUTURE CONDITION OF THE THREE RACES THAT INHABIT THE TERRITORY OF THE UNITED STATES

The human beings who are scattered over [the United States] . . . do not form, as in Europe, so many branches of the same stock. Three races, naturally distinct, and, I might almost say, hostile to each other, are discoverable among them at the first glance. Almost insurmountable barriers had been raised between them by education and law, as well as by their origin and outward characteristics, but fortune has brought them together on the same soil, where, although they are mixed, they do not amalgamate, and each race fulfills its destiny apart.

Among these widely differing families of men, the first that attracts attention, the superior in intelligence, in power, and in enjoyment, is the white, or European, the MAN preeminently so called, below him appear the Negro and the Indian. These two unhappy races have nothing in common, neither birth, nor features, nor language, nor habits. Their only resemblance lies in their misfortunes. Both of them occupy an equally inferior position in the country they inhabit; both suffer from tyranny; and if their wrongs are not the same, they originate from the same authors.

If we reason from what passes in the world, we should almost say that the European is to the other races of mankind what man himself is to the lower animals: he makes them subservient to his use, and when he cannot subdue he destroys them. Oppression has, at one stroke, deprived the descendants of the Africans of almost all the privileges of humanity. The Negro of the United States has lost even the remembrance of his country; the language which his forefathers spoke is never heard around him; he abjured their religion and forgot their customs when he ceased to belong to Africa, without acquiring any claim to European privileges. But he remains half-way between the two communities, isolated between two races; sold by the one, repulsed by the other; finding not a spot in the universe to call by the name of country, except the faint image of a home which the shelter of his master's roof affords.

The Negro has no family: woman is merely the temporary companion of his pleasures, and his children are on an equality with himself from the moment of their birth. ... The Negro, plunged in this abyss of evils, scarcely feels his own calamitous situation. Violence made him a slave, and the habit of servitude gives him the thoughts and desires of a slave, he admires his tyrants more than he hates them, and finds his joy and his pride in the servile imitation of those who oppress him. His understanding is degraded to the level of his soul.

The Negro enters upon slavery as soon as he is born, nay, he may have been purchased in the womb, and have begun his slavery before he began his existence. Equally devoid of wants and of enjoyment, and useless to himself, he learns, with his first notions of existence, that he is the property of another, who has an interest in preserving his life, and that the care of it does not devolve upon himself; even the power of thought appears to him a useless gift of Providence, and he quietly enjoys all the privileges of his debasement.

If he becomes free, independence is often felt by him to be a heavier burden than slavery; for, having learned in the course of his life to submit to everything except reason, he is too unacquainted with her dictates to obey them. A thousand new desires beset him, and he has not the knowledge and energy necessary to resist them: these are masters which it is necessary to contend with, and he has learned only to submit and obey. In short, he is sunk to such a depth of wretchedness that while servitude brutalizes, liberty destroys him.

Oppression has been no less fatal to the Indian than to the Negro race, but its effects are different. Before the arrival of white men in the New World, the inhabitants of North America lived quietly in their woods, enduring the vicissitudes and practicing the virtues and vices common to savage nations. The Europeans having dispersed the Indian tribes and driven them into the deserts, condemned them to a wandering life, full of inexpressible sufferings.

Savage nations are only controlled by opinion and custom. When the North American Indians had lost the sentiment of attachment to their country; when their families were dispersed, their traditions obscured, and the chain of their recollections broken; when all their habits were changed, and their wants increased beyond measure, European tyranny rendered them more disorderly and less civilized than they were before. The moral and physical condition of these tribes continually grew worse, and they became more barbarous as they became more wretched. Nevertheless, the Europeans have not been able to change the character of the Indians; and though they have had power to destroy, they have never been able to subdue and civilize them.

The lot of the Negro is placed on the extreme limit of servitude, while that of the Indian lies on the uttermost verge of liberty; and slavery does not produce more fatal effects upon the first than independence upon the second. The Negro has lost all property in his own person, and he cannot dispose of his existence without committing a sort of fraud. But the savage is his own master as soon as he is able to act; parental authority is scarcely known to him; he has never bent his will to that of any of his kind, nor learned the difference between voluntary obedience and a shameful subjection; and the very name of law is unknown to him. To be free, with him, signifies to escape from all the shackles of society. As he delights in this barbarous independence and would rather perish than sacrifice the least part of it, civilization has little hold over him.

The Negro makes a thousand fruitless efforts to insinuate himself among men who repulse him; he conforms to the tastes of his oppressors, adopts their opinions, and hopes by imitating them to form a part of their community. Having been told from infancy that his race is naturally inferior to that of the whites, he assents to the proposition and is ashamed of his own nature. In each of his features he discovers a trace of slavery, and if it were in his power, he would willingly rid himself of everything that makes him what he is.

The Indian, on the contrary, has his imagination inflated with the pretended nobility of his origin, and lives and dies in the midst of these dreams of pride. Far from desiring to conform his habits to ours, he loves his savage life as the distinguishing mark of his race and repels every advance to civilization, less, perhaps, from hatred of it than from a dread of resembling the Europeans. ...

The Negro, who earnestly desires to mingle his race with that of the European, cannot do so; while the Indian, who might succeed to a certain extent, disdains to make the attempt. The servility of the one dooms him to slavery, the pride of the other to death. ...

These are great evils; and it must be added that they appear to me to be irremediable. I believe that the Indian nations of North America are doomed to perish, and that whenever the Europeans shall be established on the shores of the Pacific Ocean, that race of men will have ceased to exist. The Indians had only the alternative of war or civilization; in other words, they must either destroy the Europeans or become their equals. ...

The Indians will perish in the same isolated condition in which they have lived, but the destiny of the Negroes is in some measure interwoven with that of the Europeans. These two races are fastened to each other without intermingling; and they are alike unable to separate entirely or to combine. The most formidable of all the ills that threaten the future of the Union arises from the presence of a black population upon its territory; and in contemplating the cause of the present embarrassments, or the future dangers of the United States, the observer is invariably led to this as a primary fact. ...

[T]he abstract and transient fact of slavery is fatally united with the physical and permanent fact of color. The tradition of slavery dishonors the race, and the peculiarity of the race perpetuates the tradition of slavery. ... Thus the Negro transmits the eternal mark of his ignominy [disgrace] to all his descendants; and although the law may abolish slavery, God alone can obliterate the traces of its existence.

The modern slave differs from his master not only in his condition but in his origin. You may set the Negro free, but you cannot make him otherwise than an alien to the European. Nor is this all; we scarcely acknowledge the common features of humanity in this stranger whom slavery has brought among us. His physiognomy is to our eyes hideous, his understanding weak, his tastes low; and we are almost inclined to look upon him as a being intermediate between man and the brutes. The moderns, then, after they have abolished slavery, have three prejudices to contend against, which are less easy to attack and far less easy to conquer than the mere fact of servitude: the prejudice of the master, the prejudice of the race, and the prejudice of color. ...

The pride of origin, which is natural to the English, is singularly augmented by the personal pride that democratic liberty fosters among the Americans: the white citizen of the United States is proud of his race and proud of himself. But if the whites and the Negroes do not intermingle in the North of the Union, how should they mix in the South? Can it be supposed for an instant that an American of the Southern states, placed, as he must forever be, between the white man, with all his physical and moral superiority, and the Negro, will ever think of being confounded with the latter? The Americans of the Southern states have two powerful passions which will always keep them aloof: the first is the fear of being assimilated to the Negroes, their former slaves; and the second, the dread of sinking below the whites, their neighbors. ...

The danger of a conflict between the white and the black inhabitants of the Southern states of the Union (a danger which, however remote it may be, is inevitable) perpetually haunts the imagination of the Americans, like a painful dream. ...

I am obliged to confess that I do not regard the abolition of slavery as a means of warding off the struggle of the two races in the Southern states. The Negroes may long remain slaves without complaining; but if they are once raised to the level of freemen, they will soon revolt at being deprived of almost all their civil rights; and as they cannot become the equals of the whites, they will speedily show themselves as enemies. ...

When I contemplate the condition of the South, I can discover only two modes of action for the white inhabitants of those States: namely, either to emancipate the Negroes and to intermingle with them, or, remaining isolated from them, to keep them in slavery as long as possible. All intermediate measures seem to me likely to terminate, and that shortly, in the most horrible of civil wars and perhaps in the extirpation of one or the other of the two races. Such is the view that the Americans of the South take of the question, and they act consistently with it. As they are determined not to mingle with the Negroes, they refuse to emancipate them.

From Alexis de Tocqueville, Democracy in America, trans. Henry Reeve (London: Longman, 1862), Book 1, chapter 18.

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