The Tribute System in Theory

An enduring outcome of this cross-cultural encounter was a particular view the Chinese held of themselves and of their neighbors, fully articulated by the time of the Han dynasty (ca. 200 B.C.E.–200 C.E.) and lasting for more than two millennia. That understanding cast China as the “middle kingdom,” the center of the world, infinitely superior to the “barbarian” peoples beyond its borders. With its long history, great cities, refined tastes, sophisticated intellectual and artistic achievements, bureaucratic state, literate elite, and prosperous economy, China represented “civilization.” All of this, in Chinese thinking, was in sharp contrast to the rude cultures and primitive life of the northern nomads, who continually moved about “like beasts and birds,” lived in tents, ate mostly meat and milk, and practically lived on their horses, while making war on everyone within reach. Educated Chinese saw their own society as self-sufficient, requiring little from the outside world, while barbarians, quite understandably, sought access to China’s wealth and wisdom. Furthermore, China was willing to permit that access under controlled conditions, for its sense of superiority did not preclude the possibility that barbarians could become civilized Chinese. China was a “radiating civilization,” graciously shedding its light most fully to nearby barbarians and with diminished intensity to those farther away.

Connection

What assumptions underlay the tribute system?

Such was the general understanding of literate Chinese about their own civilization in relation to northern nomads and other non-Chinese peoples. That worldview also took shape as a practical system for managing China’s relationship with these people. Known as the tribute system, it was a set of practices that required non-Chinese authorities to acknowledge Chinese superiority and their own subordinate place in a Chinese-centered world order. Foreigners seeking access to China had to send a delegation to the Chinese court, where they would perform the kowtow, a series of ritual bowings and prostrations, and present their tribute—products of value from their countries—to the Chinese emperor. In return for these expressions of submission, he would grant permission for foreigners to trade in China’s rich markets and would provide them with gifts or “bestowals,” often worth far more than the tribute they had offered. This was the mechanism by which successive Chinese dynasties attempted to regulate their relationships with northern nomads; with neighboring states such as Korea, Vietnam, Tibet, and Japan; and, after 1500, with those European barbarians from across the sea.

Often, this system seemed to work. Over the centuries, countless foreign delegations proved willing to present their tribute, say the required words, and perform the rituals necessary for gaining access to the material goods of China. Aspiring non-Chinese rulers also gained prestige as they basked in the reflected glory of even this subordinate association with the great Chinese civilization. The official titles, seals of office, and ceremonial robes they received from China proved useful in their local struggles for power.