10.3 Challenges for Caregivers

We have seen that young children’s emotions and actions are affected by many factors, including brain maturation, culture, and peers. Now we focus on another primary influence on young children: their caregivers.

For all children “parental involvement plays an important role in the development of both social and cognitive competence” (Parke & Buriel, 2006, p. 437). As more and more children spend long hours during early childhood with other adults, alternate caregivers become pivotal as well.

Caregiving Styles

Many researchers have studied the effects of parenting strategies and adult emotions. Although the temperament of the child and the patterns of the culture are always influential, adults vary a great deal in how they respond to children, with some parental practices leading to psychopathology while others encourage children to become outgoing, caring adults (Deater-Deckard, 2013).

Baumrind’s Three Styles of Caregiving

Although thousands of researchers have traced the effects of parenting on child development, the work of one person, 50 years ago, continues to be influential. In her original research, Diana Baumrind (1967, 1971) studied 100 preschool children, all from California, almost all middle-class European Americans. (The cohort and cultural limitations of this sample were not obvious at the time.)

Baumrind found that parents differed on four important dimensions:

  1. Expressions of warmth. Some parents are warm and affectionate; others, cold and critical.
  2. Strategies for discipline. Parents vary in how they explain, criticize, persuade, and punish.
  3. Communication. Some parents listen patiently; others demand silence.
  4. Expectations for maturity. Parents vary in expectations for responsibility and self-control.

On the basis of these dimensions, Baumrind identified three parenting styles (summarized in Table 10.1).

Table : TABLE 10.1Characteristics of Parenting Styles Identified by Baumrind
Communication
Style Warmth Discipline Expectations of Maturity Parent to Child Child to Parent
Authoritarian Low Strict, often physical High High Low
Permissive High Rare Low Low High
Authoritative High Moderate, with much discussion Moderate High High

authoritarian parenting An approach to child rearing that is characterized by high behavioral standards, strict punishment for misconduct, and little communication from child to parent.

Authoritarian parenting. The authoritarian parent’s word is law, not to be questioned. Misconduct brings strict punishment, usually physical. Authoritarian parents set down clear rules and hold high standards. They do not expect children to offer opinions; discussion about emotions is especially rare. (One adult from such a family said that “How do you feel?” had only two possible answers: “Fine” and “Tired.”) Authoritarian parents seem cold, rarely showing affection.

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permissive parenting An approach to child rearing that is characterized by high nurturance and communication but little discipline, guidance, or control. (Also called indulgent parenting.)

Permissive parenting. Permissive parents (also called indulgent) make few demands, hiding any impatience they feel. Discipline is lax, partly because they have low expectations for maturity. Permissive parents are nurturing and accepting, listening to whatever their offspring say, even if it is profanity or criticism of the parent.

Observation Quiz Is the father above authoritarian, authoritative, or permissive?

Answer to Observation Quiz: It is impossible to be certain based on one moment, but the best guess is authoritative. He seems patient and protective, providing comfort and guidance, neither forcing (authoritarian) nor letting the child do whatever he wants (permissive).

Protect Me from the Water Buffalo These two are at the Carabao Kneeling Festival. In rural Philippines, hundreds of these large but docile animals kneel on the steps of the church, part of a day of gratitude for the harvest.
© ERIK DE CASTRO/REUTERS/CORBIS

authoritative parenting An approach to child rearing in which the parents set limits but listen to the child and are flexible.

Authoritative parenting. Authoritative parents set limits, but they are flexible. They encourage maturity, but they usually listen and forgive (not punish) if the child falls short. They consider themselves guides, not authorities (unlike authoritarian parents) and not friends (unlike permissive parents).

neglectful/uninvolved parenting An approach to child rearing in which the parents are indifferent toward their children and unaware of what is going on in their children’s lives.

Other researchers describe a fourth style, called neglectful/uninvolved parenting, which may be confused with permissive but is quite different (Steinberg, 2001). The similarity is that neither permissive nor neglectful parents use physical punishment. However, neglectful parents are oblivious to their children’s behavior; they seem not to care. By contrast, permissive parents care very much: They defend their children, arrange play dates, and sacrifice to buy coveted toys.

Especially for Political Scientists Many observers contend that children learn their political attitudes at home, from the way their parents teach them. Is this true?

Response for Political Scientists: There are many parenting styles, and it is difficult to determine each one’s impact on children’s personalities. At this point, attempts to connect early child rearing with later political outlook are speculative.

The following long-term effects of parenting styles have been reported, not only in the United States but in many other nations as well (Baumrind, 2005; Baumrind et al., 2010; Chan & Koo, 2011; Huver et al., 2010; Rothrauff et al., 2009; Deater-Deckard, 2013).

Problems with Baumrind’s Styles

Baumrind’s classification schema is often criticized. Problems include the following:

We now know that a child’s temperament and the culture’s standards powerfully affect caregivers, as do the consequences of one style or another (Cipriano & Stifter, 2010). This is as it should be.

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Fearful or impulsive children require particular styles (an emphasis on reassurance for the fearful ones and quite strict standards for the impulsive ones) that may seem permissive or authoritarian. Of course, every child needs guidance and protection, but not too much: Overprotection and hypervigilance seem to be both cause and consequence of childhood anxiety (McShane & Hastings, 2009; Deater-Deckard, 2013). Much depends on the particular characteristics of the child, as the concept of differential sensitivity makes clear.

A study of parenting at age 2 and children’s competence in kindergarten (including emotional regulation and friendships) found “multiple developmental pathways,” with the best outcomes dependent on both the child and the adult (Blandon et al., 2010). Such studies suggest that simplistic advice from a book, a professional, or a neighbor who does not know the temperament of the child may be misguided: Scientific observation of parent–child interactions is needed before discerning whether an adult provides appropriate guidance without being overly controlling.

Cultural Variations

The significance of the context is particularly obvious when children of various ethnic groups are compared. It may be that certain alleles are more common in children of one group or another, and that difference may affect their temperament. However, much more influential are the attitudes and actions of adult caregivers.

U.S. parents of Chinese, Caribbean, or African heritage are often stricter than those of European backgrounds, yet their children develop better than if the parents were easygoing (Chao, 2001; Parke & Buriel, 2006). Latino parents are sometimes thought to be too intrusive, other times too permissive—but their children seem to be happier than the children of European American parents who behave the same way (García & Gracia, 2009; Ispa et al., 2004). A three-way interaction seems to influence the outcome of any parenting style: the child’s temperament, the parent’s personality, and the social context.

In a detailed study of 1,477 instances in which Mexican American mothers of 4-year-olds tried to get their children to do something they were not doing, most of the time the mothers simply uttered a command and the children complied (Livas-Dlott et al., 2010). This simple strategy, with the mother asserting authority and the children obeying without question, might be considered authoritarian. Almost never, however, did the mothers use physical punishment or even harsh threats when the children did not immediately do as they were told—which happened 14 percent of the time. For example,

Hailey [the 4-year-old] decided to look for another doll and started digging through her toys, throwing them behind her as she dug. Maricruz [the mother] told Hailey she should not throw her toys. Hailey continued to throw toys, and Maricruz said her name to remind her to stop. Hailey continued her misbehavior, and her mother repeated “Hailey” once more. When Hailey continued, Maricruz raised her voice but calmly directed, “Hailey, look at me.” Hailey continued but then looked at Maricruz as she explained, “You don’t throw toys; you could hurt someone.” Finally, Hailey complied and stopped.

[Livas-Dlott et al., 2010, p. 572]

Note that the mother’s first three efforts failed, and then a look accompanied by an explanation (albeit inaccurate in that setting, as no one could be hurt) succeeded. The researchers explain that these Mexican American families did not fit any of Baumrind’s categories; respect for adult authority did not mean a cold mother–child relationship. Instead, the relationship shows evident cariono (caring) (Livas-Dlott et al., 2010). That warmth is crucial: Other research also finds that parental affection and warmth allow children to develop self-respect and to become compassionate adults, and this can occur in any of the three common parenting styles (Deater-Deckard, 2013; Eisenberg et al., 2013).

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Given a multicultural and multicontextual perspective, developmentalists hesitate to be too specific in recommending any particular parenting style (Dishion & Bullock, 2002; J. G. Miller, 2004). That does not mean that all families function equally well—far from it. Signs of trouble, including a child’s anxiety, aggression, and inability to play with others, are indicative. Ineffective, abusive, and neglectful parents are one cause of such trouble, but not the only one.

Teaching Children to Be Boys or Girls

Biology determines whether a child is male or female. As you remember from Chapter 4, at about 8 weeks after conception, the SRY gene directs the reproductive organs to develop externally, and then male hormones exert subtle control over the brain, body, and later behavior. Without that gene, the fetus develops female organs, which produce female hormones that also affect the brain and behavior.

It is possible for sex hormones to be unexpressed prenatally, in which case the child does not develop like the typical boy or girl (Hines, 2013). That is very rare; most children are male or female in all three ways: chromosomes, genitals, and hormones. That is their nature, but obviously nurture affects their sexual development from birth until death.

During early childhood, sex patterns and preferences become important to children and apparent to adults. At age 2, children apply gender labels (Mrs., Mr., lady, man) consistently. By age 4, children are convinced that certain toys (such as dolls or trucks) and roles (not just Daddy or Mommy, but also nurse, teacher, police officer, soldier) are “best suited” for one sex or the other.

At least in the United States, sexual stereotypes are obvious and rigid between ages 3 and 6. Dynamic-systems theory suggests that concepts of male and female behavior are affected by many developmental aspects of biology and culture, changing as humans grow older (Martin & Ruble, 2010).

Same Situation, Far Apart: Culture Clash? He wears the orange robes of a Buddhist monk and she wears the hijab of a Muslim girl. Although he is at a week-long spiritual retreat led by the Dalai Lama and she is in an alley in Pakistan, both carry universal toys—a pop gun and a bride doll, identical to those found almost everywhere.
DIPTENDU DUTTA/AFP/GETTY IMAGES
© ILYAS DEAN/THE IMAGE WORKS

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Sex and Gender

sex differences Biological differences between males and females, in organs, hormones, and body type.

gender differences Differences in the roles and behaviors of males and females that are prescribed by the culture.

Many scientists distinguish sex differences, which are biological differences between males and females, from gender differences, which are culturally-prescribed roles and behaviors. In theory, this distinction seems straightforward, but, as with every nature–nurture distinction, the interaction between sex and gender makes it hard to separate the two. Scientists need to “treat culture and biology not as separate influences but as interacting components of nature and nurture” (Eagly & Wood, 2013, p. 349).

Young children are often confused about male-female differences. One little girl said she would grow a penis when she got older, and one little boy offered to buy his mother one. Ignorance about biology was demonstrated by a 3-year-old who went with his father to see a neighbor’s newborn kittens. Returning home, the child told his mother that there were three girl kittens and two boy kittens. “How do you know?” she asked. “Daddy picked them up and read what was written on their tummies,” he replied.

In recent years, sex and gender issues have become increasingly complex—to the outrage of some and the joy of others. Adults may be lesbian, gay, bi, trans, “mostly straight,” or totally heterosexual (Thompson & Morgan, 2008, p. 15).

Despite the increasing acceptance of sexual diversity, many preschoolers become remarkably rigid in their ideas of male and female. Already by age 3, boys reject pink toys and girls prefer them (LoBue & DeLoache, 2011). If young boys need new shoes, but the only ones that fit them are pink, most would rather go barefoot.

As already mentioned, girls tend to play with other girls and boys with other boys. Despite their parents’ and teachers’ wishes, children say, “No girls [or boys] allowed.” Most older children consider ethnic discrimination immoral, but they accept some sex discrimination (Møller & Tenenbaum, 2011). Why?

A dynamic-systems approach reminds us that attitudes, roles, and even the biology of gender differences change from one developmental period to the next. Theories about how and why this occurs change as well (Martin & Ruble, 2010; Leaper, 2013). We reviewed the five broad theories described in Chapter 2 to understand the range of explanations for the apparent sexism of many 5-year-olds.

Psychoanalytic Theory

phallic stage Freud’s third stage of development, when the penis becomes the focus of concern and pleasure.

Freud (1938) called the period from about ages 3 to 6 the phallic stage, named after the phallus, the Greek word for penis. At about 3 or 4 years of age, said Freud, boys become aware of their male sexual organ. They masturbate, fear castration, and develop sexual feelings toward their mother.

Oedipus complex The unconscious desire of young boys to replace their father and win their mother’s romantic love.

These feelings make every young boy jealous of his father—so jealous, according to Freud, that he wants to replace his dad. Freud called this the Oedipus complex, after Oedipus, son of a king in Greek mythology. Abandoned as an infant and raised in a distant kingdom, Oedipus returned to his birthplace and, without realizing it, killed his father and married his mother. When he discovered the horror, he blinded himself.

superego In psychoanalytic theory, the judgmental part of the personality that internalizes the moral standards of the parents.

Freud believed that this ancient story dramatizes the overwhelming emotions that all boys feel about their parents—both love and hate. Every male feels guilty about his unconscious incestuous and murderous impulses. In self-defense, he develops a powerful conscience called the superego, which is quick to judge and punish.

That marks the beginning of morality, according to psychoanalytic theory. This theory contends that a boy’s fascination with superheroes, guns, kung fu, and the like arises from his unconscious impulse to kill his father. Further, an adult man’s homosexuality, homophobia, or obsession with guns, sins, and guilt arises from problems at the phallic stage.

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Electra complex The unconscious desire of girls to replace their mother and win their father’s romantic love.

Freud offered several descriptions of the moral development of girls. One centers on the Electra complex (also named after a figure in classical mythology). The Electra complex is similar to the Oedipus complex in that the little girl wants to eliminate the same-sex parent (her mother) and become intimate with the opposite-sex parent (her father). That may also lead girls to develop a superego.

identification An attempt to defend one’s self-concept by taking on the behaviors and attitudes of someone else.

According to psychoanalytic theory, at the phallic stage children cope with guilt and fear through identification; that is, they try to become like the same-sex parent. Consequently, young boys copy their fathers’ mannerisms, opinions, and actions, and girls copy their mothers’. Both sexes exaggerate the male or female role, which is why 5-year-olds are so sexist.

Since the superego arises from the phallic stage, and since Freud believed that sexual identity and expression are crucial for mental health, his theory suggests that parents encourage children to accept and follow gender roles. Many social scientists disagree. They contend that the psychoanalytic explanation of sexual and moral development “flies in the face of sociological and historical evidence” (David et al., 2004, p. 139).

Accordingly, I learned in graduate school that Freud was unscientific. However, as explained in Chapter 2, developmental scientists seek to connect research, theory, and experience. My own experience has made me rethink my rejection of Freud, as episodes with my four daughters illustrate.

My rethinking began with a conversation with my eldest daughter, Bethany, when she was about 4 years old:

Bethany: When I grow up, I’m going to marry Daddy.
Me: But Daddy’s married to me.
Bethany: That’s all right. When I grow up, you’ll probably be dead.
Me: [Determined to stick up for myself] Daddy’s older than me, so when I’m dead, he’ll probably be dead, too.
Bethany: That’s OK. I’ll marry him when he gets born again.

I was dumbfounded, without a good reply. I had no idea where she had gotten the concept of reincarnation. Bethany saw my face fall, and she took pity on me:

Bethany: Don’t worry, Mommy. After you get born again, you can be our baby.
Pillow Talk Elissa placed this artwork on my husband’s pillow. My pillow, beside it, had a less colorful, less elaborate note—an afterthought. It read, “Dear Mom, I love you too.”
COURTESY KATHLEEN STASSEN BERGER

The second episode was a conversation I had with my daughter Rachel when she was about 5:

Rachel: When I get married, I’m going to marry Daddy.
Me: Daddy’s already married to me.
Rachel: [With the joy of having discovered a wonderful solution] Then we can have a double wedding!

The third episode was considerably more graphic. It took the form of a “Valentine” left on my husband’s pillow on February 14th by my daughter Elissa (see Figure 10.3).

Finally, when Sarah turned 5, she also said she would marry her father. I told her she couldn’t, because he was married to me. Her response revealed one more hazard of watching TV: “Oh, yes, a man can have two wives. I saw it on television.”

As you remember from Chapter 1, a single example (or four daughters from one family) does not prove that Freud was correct. I still think Freud was wrong on many counts. But his description of the phallic stage seems less bizarre than I once thought.

Other Theories of Gender Development

Although most psychologists have rejected Freud’s theory regarding sex and gender, many other theories explain the young child’s sex and gender awareness.

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Behaviorists believe that virtually all roles, values, and morals are learned. To behaviorists, gender distinctions are the product of ongoing reinforcement and punishment, as well as social learning. Parents, peers, and teachers all reward behavior that is “gender appropriate” more than behavior that is “gender inappropriate” (Berenbaum et al., 2008).

For example, “adults compliment a girl when she wears a dress but not when she wears pants” (Ruble et al., 2006, p. 897), and a boy who asks for both a train and a doll for his birthday is likely to get the train. Boys are rewarded for boyish requests, not for girlish ones. Indeed, the parental push toward traditional gender behavior in play and chores is among the most robust findings of decades of research on this topic (Eagly & Wood, 2013).

Social learning is considered an extension of behaviorism. According to that theory, people model themselves after people they perceive to be nurturing, powerful, and yet similar to themselves. For young children, those people are usually their parents. As it happens, adults are the most sex-typed of their entire lives when they are raising young children. If an employed woman is ever to leave the labor market to become a housewife, it is when her children are young.

Furthermore, although national policies (e.g., subsidizing preschool) impact gender roles and many fathers are involved caregivers, women in every nation do much more child care, house cleaning, and meal preparation than do men (Hook, 2010). Children follow those examples, unaware that the examples they see are caused partly by their very existence: Before children are born, many couples share domestic work.

gender schema A cognitive concept or general belief based on one’s experiences—in this case, a child’s understanding of sex differences.

Cognitive theory offers an alternative explanation for the strong gender identity that becomes apparent at about age 5. Remember that cognitive theorists focus on how children understand various ideas. A gender schema is the child’s understanding of male-female differences (Kohlberg et al., 1983; Martin et al., 2011; Renk et al., 2006).

Young children have many gender-related experiences but not much cognitive depth. They see the world in simple, egocentric terms, as explained in Chapter 9. For this reason, their gender schema categorize male and female as opposites. Nuances, complexities, exceptions, and gradations about gender (as well as just about everything else) are beyond them.

Remember that for preoperational children, appearance is crucial. When they see men and women style their hair, use makeup, and wear clothes in distinct, gender-typed ways, static preoperational thinking makes them conclude that what they see is permanent, irreversible.

Sociocultural theory stresses the importance of cultural values and customs. Some cultural aspects are transmitted through the parents, as explained with behaviorism, but much more arises from the larger community. This varies from place to place and time to time, as would be expected for any cultural value.

Consider a meta-analysis of research from many nations. Traditional mate preferences—including men’s preference for younger, more attractive women, and women’s for older, more established men—change somewhat when nations treat men and women more equally (Zenter & Mitura, 2012).

Thus national culture affects even personal adult choices such as marriage partners. Children are influenced by norms—that more men than women are soldiers, or engineers, or football players. As children try to make sense of their culture, they encounter numerous customs, taboos, and terminologies that echo gender norms.

This explains cultural differences in the strength of sexism, in that male/female divisions are much more dominant in some places than others. Specifics vary (a man holding the hand of another man is either taboo or expected, depending on local customs), but everywhere young children try to conform to what they observe as the norms of their culture.

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Humanism stresses the hierarchy of needs, beginning with survival, then safety, then love and belonging. The final two needs—respect and self-actualization—are not considered priorities for people until the earlier ones have been satisfied.

Ideally, babies have all their basic needs met, and toddlers learn to feel safe, which makes love and belonging crucial during early childhood. Children increasingly strive for admiration from their peers. Therefore, the girls seek to be one of the girls and the boys to be one of the boys.

In a study of slightly older children, participants wanted to be part of same-sex groups, not because they disliked the other sex, but because that satisfied their need to belong (Zosuls et al., 2010). As we have already seen, children increasingly prefer to play with boys or girls, as the case may be, again because humans are social beings who want to be validated for who they are.

Evolutionary theory holds that sexual attraction is crucial for humankind’s most basic urge, to reproduce. For this reason, males and females try to look attractive to the other sex, walking, talking, and laughing in gendered ways. If girls see their mothers wearing make-up and high heels, they want to do likewise.

According to evolutionary theory, the species’ need to reproduce is part of everyone’s genetic heritage, so young boys and girls practice becoming attractive to the other sex. This behavior ensures that they will be ready after puberty to find each other and that a new generation will be born, as evolution requires.

Thus, according to this explanation, over millennia of human history, particular genes, chromosomes, and hormones have evolved to allow the species to flourish. It is natural for boys to be more active (rough-and-tumble play) and girls more domestic (sociodramatic play) because that is what humans need to do. To deny that is to deny nature.

What Is Best?

Each of the major developmental theories strives to explain the ideas that young children express and the roles they follow. No consensus has been reached. Regarding sex or gender, those who contend that nature is more important than nurture, or vice versa, tend to design, cite, and believe studies that endorse their perspective. Only recently has a true interactionist perspective been endorsed (Eagly & Wood, 2013).

These theories raise important questions: What gender or sex patterns should parents and other caregivers teach? Should every child learn to combine the best of both sexes (called androgyny), thereby causing gender stereotypes to eventually disappear as children become more mature, as happens with their belief in Santa Claus and the Tooth Fairy? Or should male–female distinctions be encouraged as essential for human reproduction and family life?

Answers vary among developmentalists as well as among parents and cultures. This section refers to “challenges” for caregivers. Determining how to raise children who are happy with themselves but not prejudiced against those of the other sex is one challenge that all caregivers face.

SUMMING UP

Caregiving styles vary, ranging from very strict, cold, and demanding to very lax, warm, and permissive. Baumrind’s classic research categorized parenting as authoritarian, authoritative, and permissive; these categories still seem relevant, even though the original research was limited in many ways. In general, a middle ground–neither strict nor lax–seems best, and parental warmth seems more crucial than other aspects of style.

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One difficult question for parents is how to respond to the young child’s ideas and stereotypes about males and females, which tend to be quite rigid during early childhood. Norms are changing, which means that old theories and traditional responses may not be helpful. Freud’s ideas are no longer endorsed by most developmentalists. However, theorists differ in their explanations and interpretations of gender differences. Caregivers’ responses depend not only on their culture, but also on whether they believe the primary impetus for boy/girl behavior is nature or nurture.