Chapter 16. The Acceleration of Global Contact

1450–1600

Before 1500 Europeans were relatively marginal players in a centuries-old trading system that linked Africa, Asia, and Europe. Elite classes everywhere prized Chinese porcelains and silks, while wealthy Chinese wanted ivory and black slaves from East Africa and exotic goods and peacocks from India. African people wanted textiles from India and cowrie shells from the Maldives. Europeans craved spices and silks, but they had few desirable goods to offer their trading partners.

The Indian Ocean was the locus of these desires and commercial exchanges, which sparked competition among Arab, Persian, Turkish, Indian, African, Chinese, and European merchants and adventurers. They fought each other for the trade that brought great wealth. They also jostled with Muslim scholars, Buddhist teachers, and Christian missionaries, who competed for the religious adherence of the peoples of Sumatra, Java, Borneo, and the Philippine Islands.

The European search for better access to Asian trade goods led to a new overseas empire in the Indian Ocean and the accidental discovery of the Western Hemisphere. With this discovery South and North America soon joined an international network of trade centers and political empires, which Europeans came to dominate. The era of globalization had begun, creating new forms of cultural exchange, assimilation, conversion, and resistance. Europeans sought to impose their cultural values on the peoples they encountered while struggling to comprehend them and their societies. The Age of Discovery from 1450 to 1650, as the time of these encounters is known, laid the foundations for the modern world as we know it today.

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Mexica Noble This image from the early-seventeenth--century indigenous Codex Ixtlilxochitl shows a Mexica noble holding flowers and a tube of tobacco in his right hand. His jewelry and decorated cape emphasize his wealth and social standing. (Codex Ixtlilxochitl, Facsimile edition by ADEVA, Graz, Austria)

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Chapter Preview

How did trade link the peoples of Africa, Asia, and Europe prior to 1492?

How and why did Europeans undertake voyages of expansion?

What was the impact of conquest?

How did expansion shape values and beliefs in Europe and the Americas?

How did trade link the peoples of Africa, Asia, and Europe prior to 1492?

Historians now recognize that a type of world economy, known as the Afroeurasian trade world, linked the products and people of Europe, Asia, and Africa in the fifteenth century. Prior to 1492, the West was not the dominant player in world trade. Nevertheless, wealthy Europeans were eager consumers of luxury goods from the East, which they received through Venetian and Genoese middlemen.

The Trade World of the Indian Ocean

The Indian Ocean was the center of the Afroeurasian trade world, serving as a crossroads for commercial and cultural exchanges between China, India, the Middle East, Africa, and Europe (Map 16.1). From the seventh through the fourteenth centuries, the volume of this trade steadily increased, declining only during the years of the Black Death.

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Figure 16.1: Map 16.1 The Fifteenth-Century Afroeurasian Trading World After a period of decline following the Black Death and the Mongol invasions, trade revived in the fifteenth century. Muslim merchants dominated trade, linking ports in East Africa and the Red Sea with those in India and the Malay Archipelago. The Chinese admiral Zheng He’s voyages (1405–1433) followed the most important Indian Ocean trade routes, hoping to impose Ming dominance of trade and tribute.

Merchants congregated in a series of multicultural, cosmopolitan port cities strung around the Indian Ocean. Most of these cities had some form of autonomous self--government, and mutual self-interest had largely limited violence and attempts to monopolize trade. The most developed area of this commercial web was made up of the ports surrounding the South China Sea. In the fifteenth century the port of Malacca became a great commercial entrepôt (AHN-truh-poh), a trading post to which goods were shipped for storage while awaiting redistribution to other places.

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Mansa Musa This detail from the Catalan Atlas of 1375 depicts a king of Mali, Mansa Musa, who was legendary for his wealth in gold. European desires for direct access to the trade in sub-Saharan gold helped inspire Portuguese exploration of the west coast of Africa in the fifteenth century. (Bridgeman-Giraudon/Art Resource, NY)

The Mongol emperors opened the doors of China to the West, encouraging Europeans to do business there. After the Mongols fell to the Ming Dynasty in 1368, China entered a period of agricultural and commercial expansion, population growth, and urbanization. Historians agree that China had the most advanced economy in the world until at least the start of the eighteenth century.

China also took the lead in exploration, sending Admiral Zheng He’s fleet as far west as Egypt. (See “Individuals in Society: Zheng He,” page 410.) From 1405 to 1433, each of his seven expeditions involved hundreds of ships and tens of thousands of men. The purpose of the voyages was primarily diplomatic, to enhance China’s prestige and seek tribute-paying alliances. The voyages came to a sudden halt after the deaths of Zheng and the emperor who initiated his voyages, probably due to court opposition to their high cost and contact with foreign peoples.

By ending large-scale exploration on China’s part, this decision marked a turning point in history. Nonetheless, Zheng He’s voyages left a legacy of increased Chinese trading in the South China Sea and Indian Ocean. Following Zheng He’s voyages, tens of thousands of Chinese emigrated to the Philippines, where they acquired commercial dominance of the island of Luzon by 1600.

Another center of Indian Ocean trade was India, the crucial link between the Persian Gulf and the Southeast Asian and East Asian trade networks. Trade among ports bordering the Indian Ocean was revived in the Middle Ages by Arab merchants who circumnavigated India on their way to trade in the South China Sea. The need for stopovers led to the establishment of trading posts at Gujarat and on the Malabar coast, where the cities of Calicut and Quilon became thriving commercial centers.

The inhabitants of India’s Coromandel coast traditionally looked to Southeast Asia, where they had ancient trading and cultural ties. Hinduism and Buddhism arrived in Southeast Asia from India during the Middle Ages, and a brisk trade between Southeast Asian and Coromandel port cities persisted from that time until the arrival of the Portuguese in the sixteenth century. India itself was an important contributor of goods to the world trading

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system. Most of the world’s pepper was grown in India, and Indian cotton and silk textiles were also highly prized.

Peoples and Cultures of the Indian Ocean

Indian Ocean trade connected peoples from the Malay Peninsula (the southern extremity of the Asian continent), India, China, and East Africa, among whom there was an enormous variety of languages, cultures, and religions. In spite of this diversity, certain sociocultural similarities linked these peoples, especially in Southeast Asia.

For example, by the fifteenth century, inhabitants of what we call Indonesia, Malaysia, the Philippines, and the many islands in between all spoke languages of the Austronesian family, reflecting continuing interactions among them. A common environment led to a diet based on rice, fish, palms, and palm wine. In comparison to India, China, or even Europe after the Black Death, Southeast Asia was sparsely populated. People were concentrated in port cities and in areas of intense rice cultivation.

bride wealth In early modern Southeast Asia, a sum of money the groom paid the bride or her family at the time of marriage, in contrast to the husband’s control of dowry in China, India, and Europe.

Another difference between Southeast Asia and India, China, and Europe was the higher status of women in the region. Women took the primary role in planting and harvesting rice, giving them authority and economic power. At marriage, which typically occurred around age twenty, the groom paid the bride (or sometimes her family) a sum of money called bride wealth, which remained under her control. This practice was in sharp contrast to the Chinese, Indian, and European dowry, which came under the husband’s control. Property was administered jointly, in contrast to the Chinese principle and Indian practice that wives had no say in the disposal of family property. All children, regardless of gender, inherited equally.

Respect for women carried over to the commercial sphere. Women participated in business as partners and independent entrepreneurs, even undertaking long commercial sea voyages. When Portuguese and Dutch men settled in the region and married local women, their wives continued to play important roles in trade and commerce.

In contrast to most parts of the world other than Africa, Southeast Asian peoples had an accepting attitude toward premarital sexual activity, and no premium was placed on virginity at marriage. Divorce carried no social stigma, and it was easy if a pair proved incompatible. Either the woman or the man could initiate a divorce, and common property and children were divided.

Chapter Chronology

1450–1650 Age of Discovery
1492 Columbus lands on San Salvador
1494 Treaty of Tordesillas ratified
1518 Atlantic slave trade begins
1519–1521 Spanish conquest of Aztec capital of Tenochtitlán
1533 Pizarro conquers Inca Empire
1571 Spanish found port of Manila in the Philippines
1580 Michel de Montaigne’s Essays published
1602 Dutch East India Company established

Trade with Africa and the Middle East

On the east coast of Africa, Swahili-speaking city-states engaged in the Indian Ocean trade, exchanging ivory, rhinoceros horn, tortoise shells, copra (dried coconut), and slaves for textiles, spices, cowrie shells, porcelain, and other goods. Peopled by confident and urbane merchants, East African cities were known for their prosperity and culture.

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West Africa also played an important role in world trade. In the fifteenth century most of the gold that reached Europe came from Sudan in West Africa and, in particular, from the kingdom of Mali near present-day Ghana. Transported across the Sahara by Arab and African traders, the gold was sold in the ports of North Africa. Other trading routes led to the Egyptian cities of Alexandria and Cairo, where the Venetians held commercial privileges.

Inland nations that sat astride the north-south caravan routes grew wealthy from this trade. In the mid-thirteenth century the kingdom of Mali emerged as an important player on the overland trade route. In later centuries, however, the diversion of gold away from the trans-Sahara routes would weaken the inland states of Africa politically and economically.

Gold was one important object of trade; slaves were another. Arabic and African merchants took West African slaves to the Mediterranean to be sold in European, Egyptian, and Middle Eastern markets and also brought eastern Europeans to West Africa as slaves. In addition, Indian and Arabic merchants traded slaves in the coastal regions of East Africa.

The Middle East served as an intermediary for trade between Europe, Africa, and Asia and was also an important supplier of goods for foreign exchange, especially silk and cotton.

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Two great rival empires, the Persian Safavids and the Turkish Ottomans, dominated the region, competing for control over western trade routes to the East. By the mid-sixteenth century the Ottomans had established control over eastern Mediterranean sea routes to trading centers in Syria, Palestine, Egypt, and the rest of North Africa. Their power also extended into Europe as far west as Vienna.

INDIVIDUALS IN SOCIETY

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Zheng He

IN 1403 THE CHINESE EMPEROR YONGLE ordered his coastal provinces to build a vast fleet of ships, with construction centered at Longjiang near Nanjing. The inland provinces were to provide wood for the ships and float it down the Yangzi River. Thirty thousand shipwrights, carpenters, sailmakers, ropers, and caulkers worked in a frenzy. As work progressed, Yongle selected a commander for the fleet. The emperor chose Zheng He (1371–1433), despite fearing that the thirty-five-year-old was too old for so politically important an expedition. The decision rested on Zheng’s unquestioned loyalty, strength of character, energy, ability, and eloquence. These qualities apparently were expected to compensate for Zheng’s lack of seamanship.

The southwestern province of Yunnan, where Zheng was born, had a large Muslim population, and he was raised in that faith. When the then prince Zhi Di defeated the Mongols in Yunnan, Zheng’s father was killed in the related disorder. The young boy was taken prisoner and, as was the custom, castrated. Raised in Zhi Di’s household, he learned to read and write, studied Confucian writings, and accompanied the prince on all military expeditions. By age twenty Zheng was not the soft, effeminate stereotype of the eunuch; rather he was “seven feet tall and had a waist five feet in circumference. His cheeks and forehead were high . . . [and] he had glaring eyes . . . [and] a voice loud as a bell. . . . He was accustomed to battle.” Zheng must have looked imposing. A devout Muslim, he persuaded the emperor to place mosques under imperial protection after a period of persecution. On his travels, he prayed at mosques at Malacca and Hormuz. Unable to sire sons, he adopted a nephew. When Zheng became a naval commander under Yongle, he was the first eunuch in Chinese history to hold such an important position.

The fleet for Zheng’s first expedition was composed of 317 ships, including junks, supply ships, water tankers, warships, transports for horses, and patrol boats, and carried twenty-eight thousand sailors and soldiers; it was the largest naval force in world history before World War I. Because it bore tons of beautiful porcelains, elegant silks, lacquer ware, and exquisite artifacts to be exchanged for goods abroad, it was called the “treasure fleet.”

Between 1405 and 1433, Zheng led seven voyages, which combined the emperor’s diplomatic, political, geographical, and commercial goals (see Map 16.1). During the voyages he worked toward Yongle’s goal of securing China’s hegemony over tributary states and collecting pledges of loyalty from them. Zheng also sought information on winds, tides, distant lands, and rare plants and animals, and he sailed as far west as Egypt to gather it. Because smallpox epidemics had recently hit China, another purpose of his voyages was to gather pharmacological products. An Arab text on drugs and therapies was secured and translated into Chinese. He also brought back a giraffe and mahogany, a wood ideal for ships’ rudders because of its hardness.

Just before his death, Zheng recorded his accomplishments on stone tablets. The expeditions had unified “seas and continents . . . the countries beyond the horizon from the ends of the earth have all become subjects . . . and the distances and routes between distant lands may be calculated,” implying that China had accumulated considerable geographical information. From around the Indian Ocean, official tribute flowed to the Ming court as a result of Zheng’s efforts. A vast immigration of Chinese people into Southeast Asia, sometimes called the Chinese diaspora, came into being after the expeditions. Immigrants carried with them Chinese culture, including social customs, diet, and practical objects of Chinese technology— calendars, books, scales for weights and measures, and musical instruments. With legends collected about him and monuments erected to him, Zheng became a great cult hero.

Source: Louise Levathes, When China Ruled the Seas: The Treasure Fleet of the Dragon Throne, 1405–1433 (New York: Oxford University Press, 1996).

QUESTIONS FOR ANALYSIS

  1. What do the voyages of the treasure fleet tell us about China in the fifteenth century?
  2. What was Zheng He’s legacy?
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Zheng He (right), voyager to India, Persia, Arabia, and Africa.(From Lo Monteng, The Western Sea Cruises of Eunuch San Pao, 1597)

Genoese and Venetian Middlemen

Compared to the East, Europe constituted a minor outpost in the world trading system, for European craftsmen produced few products to rival those of Asia. However, Europeans desired luxury goods from the East, and in the late Middle Ages such trade was controlled by the Italian city-states of Venice and Genoa. In exchange for European products like Spanish and English wool, German metal goods, Flemish textiles, and silk cloth made with imported raw materials, the Venetians obtained luxury items like spices, silks, and carpets. They accessed these from middlemen in the eastern Mediterranean and Asia Minor. Because Eastern demand for these European goods was low, Venetians made up the difference by earning currency in the shipping industry and through trade in firearms and slaves.

Venice’s ancient trading rival was Genoa. By the time the Crusades ended around 1270, Genoa dominated the northern route to Asia through the Black Sea. From then until the fourteenth century, the Genoese expanded their trade routes as far as Persia and the Far East.

In the fifteenth century, with Venice claiming victory in the spice trade, the Genoese shifted focus from trade to finance and from the Black Sea to the western Mediterranean. Located on the northwestern coast of Italy, Genoa had always been active in the western Mediterranean, and when Spanish and Portuguese voyages began to explore the western Atlantic (see page 414), Genoese merchants, navigators, and financiers provided their skills to the Iberian monarchs.

A major element of both Venetian and Genoese trade was slavery. Merchants purchased slaves, many of whom were fellow Christians, in the Balkans of southeastern Europe. After the loss of the Black Sea trade routes—and thus the source of slaves—to the Ottomans, the Genoese sought new supplies of slaves in the West, eventually seizing or buying and selling the Guanches (indigenous peoples from the Canary Islands), Muslim prisoners and Jewish refugees from Spain, and by the early 1500s both black and Berber Africans. With the growth of Spanish colonies in the New World, Genoese and Venetian merchants became important players in the Atlantic slave trade.

Italian experience in colonial administration, the slave trade, and international trade and finance served as a model for the Iberian states as they pushed European expansion to new heights. Mariners, merchants, and financiers from Venice and Genoa—most notably Christopher Columbus—played crucial roles in bringing the fruits of this experience to the Iberian Peninsula and to the New World.

Quick Review

What goods did each of the major participants in the Afroeurasian trade system supply?

How and why did Europeans undertake voyages of expansion?

In the fifteenth and early sixteenth centuries, Europeans launched new voyages of exploration, commerce, and conquest out of a desire to spread Christianity, to undo Italian and Ottoman domination of trade with the East, and to tap entirely new sources of wealth. Ultimately, their efforts landed them in the New World.

Causes of European Expansion

Europeans sought to expand their international reach for many reasons. By the middle of the fifteenth century, Europe was experiencing a revival of population and economic activity after the lows of the Black Death. This revival created demands for luxury goods, especially spices, from the East. However, the conquest of Constantinople by the Ottomans gave the Muslim empire control of trade routes to the east and blocked the fulfillment of European demands. Europeans thus needed to find new sources of precious metal to trade with the Ottomans or to find trade routes that bypassed the Ottomans.

Religious fervor was another important catalyst for expansion. The passion and energy ignited by the Christian reconquista of the Iberian Peninsula encouraged the Portuguese and Spanish to continue the Christian crusade. In 1492 Spain conquered Granada, the last remaining Muslim state on the Iberian Peninsula. Just seven months later, Columbus departed across the Atlantic.

Combined with eagerness to gain wealth and to spread Christianity were the desire for glory and the urge to chart new waters. Scholars have frequently described the European discoveries as a manifestation of Renaissance curiosity about the physical universe. The journals kept by European voyagers attest to their motives and fascination with the new peoples and places they visited. When the Portuguese explorer Vasco da Gama reached the port of Calicut, India, in 1498 and a native asked what he wanted, he replied, “Christians and spices.”1

Eagerness for exploration was heightened by a lack of opportunity at home. After the reconquista, young men of the Spanish upper classes found their economic and political opportunities greatly limited. The ambitious turned to the sea to seek their fortunes.

Whatever the reasons, the voyages were made possible by the growth of government power. The Spanish monarchy was stronger than before and in a position to support foreign ventures. In Portugal explorers also looked to the monarchy, to Prince Henry the Navigator in particular (page 414), for financial support and encouragement. Monarchs shared many of the motivations of explorers. In addition, competition among European monarchs was an important factor in encouraging the steady stream of expeditions that began in the late fifteenth century.

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The Travels of Sir John Mandeville The author of this tale claimed to be an English knight who traveled extensively in the Middle East and Asia from the 1320s to the 1350s. Although historians now consider the work a skillful fiction, it had a great influence on how Europeans understood the world at the time. This illustration, from an edition published around 1410, depicts Mandeville approaching a walled city on the first stage of his voyage to Constantinople. (© British Library Board, Add 24289, f14v)

Ordinary men chose to join these voyages to escape poverty at home, to continue a family trade, or to find better lives as illegal immigrants in the colonies. However, common sailors were ill-paid, and life at sea meant danger, hunger, and overcrowding. For months at a time, 100 to 120 people lived and worked in a space of 1,600 to 2,000 square feet.

The people who stayed at home had a powerful impact on the process and a strong interest in it. Royal ministers and factions at court influenced monarchs to provide or deny support for exploration. The small number of people who could read served as an audience for tales of fantastic places and unknown peoples. One of the most popular books of the time was the fourteenth-century text The Travels of Sir John Mandeville, which purported to be a firsthand account of the author’s travels

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in the Middle East, India, and China. These fantastic tales of cannibals, one-eyed giants, men with the heads of dogs, and other marvels were believed for centuries. Columbus took a copy of Mandeville and the equally popular and more reliable The Travels of Marco Polo on his voyage in 1492.

Technology and the Rise of Exploration

caravel A small, maneuverable, three-mast sailing ship developed by the Portuguese in the fifteenth century that gave the Portuguese a distinct advantage in exploration and trade.

Technological developments in shipbuilding, navigation, and weaponry provided another impetus for European expansion. In the course of the fifteenth century, the Portuguese developed the caravel, a small, light, three-mast sailing ship. The caravel was maneuverable, sturdy, and could be sailed with a small crew. When fitted with cannon, it could dominate larger vessels.

Ptolemy’s Geography Second century C.E. work that synthesized the classical knowledge of geography and introduced the concepts of longitude and latitude. Reintroduced to Europeans in 1410 by Arab scholars, its ideas allowed cartographers to create more accurate maps.

Great strides in cartography and navigational aids were also made during this period. Around 1410 Arab scholars reintroduced Europeans to Ptolemy’s Geography. Written in the second century, the work synthesized the geographical knowledge of the classical world. It represented a major improvement over medieval cartography, showing the world as round and introducing the idea of latitude and longitude to plot position accurately. It also contained significant errors. Unaware of the Americas, Ptolemy showed the world as much smaller than it is, so that Asia appeared not very distant from Europe.

The magnetic compass enabled sailors to determine their direction and position at sea. The astrolabe, an instrument invented by the ancient Greeks and perfected by Muslim navigators, was used to determine the altitude of the sun and other celestial bodies. It permitted mariners to plot their latitude, that is, their precise position north or south of the equator.

Like the astrolabe, Europeans borrowed much of the technology for their voyages from the East. Gunpowder, the compass, and the sternpost rudder were Chinese inventions. The lateen sail, which allowed European ships to tack against the wind, was a product of the Indian Ocean trade world. Advances in cartography also drew on the rich tradition of Judeo-Arabic mathematical and astronomical learning in Iberia. In exploring new territories, European sailors thus called on techniques and knowledge developed over centuries in China, the Muslim world, and trading centers along the Indian Ocean.

The Expanding Portuguese Empire

Portugal was a small and poor nation on the margins of European life. Yet Portugal had a long history of seafaring and navigation. Blocked from access to western Europe by Spain, the Portuguese turned to the Atlantic, whose waters they knew better than did other Europeans.

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Portuguese Expansion into Africa

In the early phases of Portuguese exploration, Prince Henry (1394–1460), a younger son of the king, played a leading role. A nineteenth-century scholar dubbed Henry “the Navigator” because of his support for the study of geography and navigation and for the annual expeditions he sponsored down the western coast of Africa.

Portugal’s conquest of Ceuta, an Arab city in northern Morocco, in 1415 marked the beginning of European overseas expansion. In the 1420s, under Henry’s direction, the Portuguese began to settle the Atlantic islands of Madeira (ca. 1420) and the Azores (1427). In 1443 they founded their first African commercial settlement at

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Arguin in North Africa. By the time of Henry’s death in 1460, his support for exploration was vindicated by thriving sugar plantations on the Atlantic islands, the first arrival of enslaved Africans in Portugal (see page 425), and new access to African gold.

The Portuguese next established trading posts and forts on the gold-rich Guinea coast and penetrated into the African continent all the way to Timbuktu (Map 16.2). By 1500 Portugal controlled the flow of African gold to Europe.

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Figure 16.2: Mapping the Past
Figure 16.2: Map 16.2 Overseas Exploration and Conquest in the Fifteenth and Sixteenth Centuries
Figure 16.2: The voyages of discovery marked a dramatic new phase in the centuries-old migrations of European peoples. This map depicts the voyages of the most significant European explorers of the period.
Figure 16.2: ANALYZING THE MAP Consider the routes and dates of the voyages shown. How might the successes of the earlier voyages have contributed to the later expeditions? Which voyage had the most impact, and why?
Figure 16.2: CONNECTIONS Do you think the importance of these voyages was primarily economic, political, or cultural? Why?

The Portuguese then pushed farther south down the west coast of Africa. In 1487 Bartholomew Diaz (ca. 1451–1500) rounded the Cape of Good Hope at the southern tip, but was forced to turn back. A decade later Vasco da Gama (ca. 1469–1524) succeeded in rounding the Cape while commanding a fleet in search of a sea route to India. With the

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help of an Indian guide, da Gama reached the port of Calicut in India. He returned to Lisbon with spices and samples of Indian cloth. Thereafter, a Portuguese convoy set out for passage around the Cape every March.

Lisbon became the entrance port for Asian goods into Europe, but this was not accomplished without a fight. Muslim-controlled port city-states had long dominated the rich spice trade of the Indian Ocean, and they did not surrender it willingly. Portuguese conquest of a number of these cities laid the foundation for Portuguese imperialism in the sixteenth and seventeenth centuries. The acquisition of port cities and their trade routes brought riches to Portugal but had limited impact on the lives of Asian peoples beyond Portuguese coastal holdings. In the meantime, Spain also had begun the quest for an empire.

Christopher Columbus’s Voyages to the Americas

The westward voyages of Christopher Columbus (1451–1506), a native of Genoa, embodied a long-standing Genoese ambition to circumvent Venetian, and then Portuguese, domination of eastward trade. Columbus was knowledgeable about the sea. He had worked as a mapmaker, and he was familiar with the most advanced navigational innovations of his day. The success of his first voyage to the Americas, which took him across the Atlantic to the Caribbean in thirty-three days, owed a great deal to his seamanship.

Columbus was also a deeply religious man. He had witnessed the Spanish conquest of Granada and shared fully in the religious and nationalistic fervor surrounding that event. Like the Spanish rulers and most Europeans of his age, he understood Christianity as a missionary religion that should be carried to places where it did not exist.

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Columbus’s First Voyage to the New World, 1492–1493

Although the spread of Christianity was an important goal, Columbus’s primary objective was to find a direct ocean trading route to Asia. Inspired by the stories of Mandeville and Marco Polo, Columbus also dreamed of reaching the court of the Mongol emperor, the Great Khan (not realizing that the Ming Dynasty had overthrown the Mongols in 1368). Based on Ptolemy’s Geography and other texts, he expected to pass the islands of Japan and then land on the east coast of China.

Before Columbus could begin his voyage he needed financing. Rejected for funding by the Portuguese in 1483 and by Ferdinand and Isabella in 1486, he finally won the support of the Spanish monarchy in 1492. The Spanish crown agreed to make him viceroy over any territory he might discover and to give him one-tenth of the material rewards of the journey. With this backing, Columbus and his small fleet left Spain on August 3, 1492. He landed in the Bahamas, which he christened San Salvador, on October 12, 1492.

On his arrival in the Bahamas Columbus believed he had found some small islands off the east coast of Japan. In a letter he wrote to Ferdinand and Isabella on his return to Spain, Columbus described the natives as handsome, peaceful, and primitive. Believing he was in the Indies, he called them “Indians,” a name that was later applied to all inhabitants of the Americas. Columbus concluded that they would make good slaves and could quickly be converted to Christianity. (See “Listening to the Past: Columbus Describes His First Voyage,” page 418.)

Scholars have identified the inhabitants of the islands as the Taino (TIGH-noh) people, speakers of the Arawak language, who inhabited Hispaniola (modern-day Haiti and the Dominican Republic) and other islands in the Caribbean. Columbus received reassuring reports from Taino villagers of the presence of gold and of a great king in the vicinity.

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From San Salvador, Columbus sailed southwest, believing that this course would take him to Japan or the coast of China. He landed instead on Cuba on October 28. Deciding that he must be on the mainland of China near the coastal city of Quinsay (now Hangzhou), he sent a small embassy inland with letters from Ferdinand and Isabella and instructions to locate the grand city.

The landing party found only small villages. Confronted with this disappointment, Columbus focused on trying to find gold or other valuables among the peoples he had discovered. The sight of Taino people wearing gold ornaments on Hispaniola seemed to prove that gold was available in the region. In January, confident that its source would soon be found, he headed back to Spain to report on his discovery.

Over the next decades, the Spanish would follow a policy of conquest and colonization in the New World (see pages 420–422). On his second voyage, Columbus forcibly subjugated the island of Hispaniola and enslaved its indigenous peoples. On this and subsequent voyages, he brought with him settlers for the new Spanish territories. Columbus himself, however, had little interest in or capacity for governing. Arriving in Hispaniola on this third voyage, he found revolt had broken out against his brother. A royal expedition sent to investigate returned the brothers to Spain in chains. Although Columbus was quickly cleared of wrongdoing, he did not recover his authority over the territories.

To the end of his life in 1506, Columbus believed that he had found small islands off the coast of Asia. He never realized that he had found a vast continent unknown to Europeans, except for a fleeting Viking presence centuries earlier. He could not know that the lands he discovered would become a crucial new arena for international trade and colonization, with grave consequences for native peoples.

Later Explorers

The Florentine navigator Amerigo Vespucci (veh-SPOO-chee; 1454–1512) realized what Columbus had not. Writing about his discoveries on the coast of modern-day Venezuela, Vespucci was the first to describe America as a continent separate from Asia. In recognition of Amerigo’s bold claim, the continent was named for him.

Treaty of Tordesillas The 1494 agreement giving Spain everything west of an imaginary line drawn down the Atlantic and giving Portugal everything to the east.

To settle competing claims to the Atlantic discoveries, Spain and Portugal turned to Pope Alexander VI. The resulting Treaty of Tordesillas (tor-duh-SEE-yuhs) in 1494 gave Spain everything to the west of an imaginary line drawn down the Atlantic and Portugal everything to the east. This arbitrary division worked in Portugal’s favor when in 1500 an expedition led by Pedro Alvares Cabral, en route to India, landed on the coast of Brazil, which Cabral claimed as Portuguese territory.

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World Map of Diogo Ribeiro, 1529 This map integrates the wealth of new information provided by European explorers in the decades after Columbus’s 1492 voyage. Working on commission for the Spanish king Charles V, mapmaker Diogo Ribeiro incorporated new details on Africa, South America, India, the Malay Archipelago, and China. Note the inaccuracy in his placement of the Moluccas, or Spice Islands, which are much too far east. This “mistake” was intended to serve Spain’s interests in trade negotiations with the Portuguese. (Biblioteca Apostolica Vaticana, BORG.III)

Spain had not given up the search for a western passage to Asia. In 1519 Charles V of Spain commissioned Ferdinand Magellan (1480–1521) to find a direct sea route to the spices of the Moluccas, islands off the southeast coast of Asia. Magellan sailed southwest across the Atlantic to Brazil, and after a long search along the coast he located the treacherous strait off the southern tip of South America that now bears his name (see Map 16.2). After passing through the strait, his fleet sailed up the west coast of South America and then headed west into the Pacific toward the Malay Archipelago. Some of these islands were conquered in the 1560s and named the Philippines for Philip II of Spain.

Terrible storms, disease, starvation, and violence haunted the expedition, and only one of Magellan’s five ships returned to Spain. Magellan himself was killed in a skirmish in the Philippines. In 1522 the sole remaining ship, with only eighteen men aboard, returned to Spain, having traveled from the east by way of the Indian Ocean, the Cape of Good

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Hope, and the Atlantic. The voyage—the first to circumnavigate the globe—had taken close to three years.

Despite the losses, this voyage revolutionized Europeans’ understanding of the world by demonstrating the vastness of the Pacific. Magellan’s expedition also made Spain rethink its plans for overseas commerce and territorial expansion. Clearly, the westward passage to the Indies was too long and dangerous for commercial purposes. Thus Spain soon abandoned the attempt to oust Portugal from the Eastern spice trade and concentrated on exploiting its New World territories.

The English and French also set sail across the Atlantic during the early days of exploration, in their case to search for a northwest passage to the Indies. In 1497 John Cabot (ca. 1450–1499), a Genoese merchant living in London, discovered Newfoundland. The next year he returned and explored the New England coast. These forays proved futile, and at that time the English established no permanent colonies in the territories they explored. Early French exploration of the Atlantic was equally frustrating. Between 1534 and 1541 Frenchman Jacques Cartier (1491–1557) made several voyages and explored the St. Lawrence region of Canada, searching for a passage to the wealth of Asia. When this hope proved vain, the French turned to a new source of profit within Canada itself: trade in beavers and other furs. French fisherman also competed with the Spanish and English for the teeming schools of cod they found in the Atlantic waters around Newfoundland.

LISTENING TO THE PAST

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Columbus Describes His First Voyage

On his return voyage to Spain in February 1493, Christopher Columbus composed a letter intended for wide circulation and had copies of it sent ahead to Isabella, Ferdinand, and others when the ship docked at Lisbon. Because the letter sums up Columbus’s understanding of his achievements, it is considered the most important document of his first voyage.

imageSince I know that you will be pleased at the great success with which the Lord has crowned my voyage, I write to inform you how in thirty-three days I crossed from the Canary Islands to the Indies, with the fleet which our most illustrious sovereigns gave me. I found very many islands with large populations and took possession of them all for their Highnesses; this I did by proclamation and unfurled the royal standard. No opposition was offered.

I named the first island that I found “San Salvador,” in honour of our Lord and Saviour who has granted me this miracle. . . . When I reached Cuba, I followed its north coast westwards, and found it so extensive that I thought this must be the mainland, the province of Cathay.* . . . From there I saw another island eighteen leagues eastwards which I then named “Hispaniola.” . . .

Hispaniola is a wonder. The mountains and hills, the plains and meadow lands are both fertile and beautiful. They are most suitable for planting crops and for raising cattle of all kinds, and there are good sites for building towns and villages. The harbours are incredibly fine and there are many great rivers with broad channels and the majority contain gold. The trees, fruits and plants are very different from those of Cuba. In Hispaniola there are many spices and large mines of gold and other metals.§ . . .

The inhabitants of this island, and all the rest that I discovered or heard of, go naked, as their mothers bore them, men and women alike. A few of the women, however, cover a single place with a leaf of a plant or piece of cotton which they weave for the purpose. They have no iron or steel or arms and are not capable of using them, not because they are not strong and well built but because they are amazingly timid. All the weapons they have are canes cut at seeding time, at the end of which they fix a sharpened stick, but they have not the courage to make use of these, for very often when I have sent two or three men to a village to have conversation with them a great number of them have come out. But as soon as they saw my men all fled immediately, a father not even waiting for his son. And this is not because we have harmed any of them; on the contrary, wherever I have gone and been able to have conversation with them, I have given them some of the various things I had, a cloth and other articles, and received nothing in exchange. But they have still remained incurably timid. True, when they have been reassured and lost their fear, they are so ingenuous and so liberal with all their possessions that no one who has not seen them would believe it. If one asks for anything they have they never say no. On the contrary, they offer a share to anyone with demonstrations of heartfelt affection, and they are immediately content with any small thing, valuable or valueless, that is given them. I forbade the men to give them bits of broken crockery, fragments of glass or tags of laces, though if they could get them they fancied them the finest jewels in the world.

I hoped to win them to the love and service of their Highnesses and of the whole Spanish nation and to persuade them to collect and give us of the things which they possessed in abundance and which we needed. They have no religion and are not idolaters; but all believe that power and goodness dwell in the sky and they are firmly convinced that I have come from the sky with these ships and people. In this belief they gave me a good reception everywhere, once they had overcome their fear; and this is not because they are stupid—far from it, they are men of great intelligence, for they navigate all those seas, and give a marvellously good account of everything—but because they have never before seen men clothed or ships like these. . . .

In all these islands the men are seemingly content with one woman, but their chief or king is allowed more than twenty. The women appear to work more than the men and I have not been able to find out if they have private property. As far as I could see whatever a man had was shared among all the rest and

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this particularly applies to food. . . . In another island, which I am told is larger than Hispaniola, the people have no hair. Here there is a vast quantity of gold, and from here and the other islands I bring Indians as evidence.

In conclusion, to speak only of the results of this very hasty voyage, their Highnesses can see that I will give them as much gold as they require, if they will render me some very slight assistance; also I will give them all the spices and cotton they want. . . . I will also bring them as much aloes as they ask and as many slaves, who will be taken from the idolaters. I believe also that I have found rhubarb and cinnamon and there will be countless other things in addition. . . .

So all Christendom will be delighted that our Redeemer has given victory to our most illustrious King and Queen and their renowned kingdoms, in this great matter. They should hold great celebrations and render solemn thanks to the Holy Trinity with many solemn prayers, for the great triumph which they will have, by the conversion of so many peoples to our holy faith and for the temporal benefits which will follow, for not only Spain, but all Christendom will receive encouragement and profit.

This is a brief account of the facts.

Written in the caravel off the Canary Islands.**

15 February 1493

At your orders

THE ADMIRALimage

Source: J. M. Cohen, ed. and trans., The Four Voyages of Christopher Columbus (Penguin Classics, 1958), pp. 115–123. Copyright © J. M. Cohen, 1969, London. Reproduced by permission of Penguin Books Ltd.

* Cathay is the old name for China. In the logbook and later in this letter Columbus accepts the native story that Cuba is an island that they can circumnavigate in something more than twenty-one days, yet he insists here and during the second voyage that it is in fact part of the Asiatic mainland.

Hispaniola is the second largest island of the West Indies; Haiti occupies the western third of the island, the Dominican Republic the rest.

This did not prove to be true.

§ These statements are also inaccurate.

** Actually, Columbus was off Santa Maria in the Azores.

QUESTIONS FOR ANALYSIS

  1. How did Columbus explain the success of his voyage?
  2. What was Columbus’s view of the Native Americans he met?
  3. Evaluate his statements that the Caribbean islands possessed gold, cotton, and spices.
  4. Why did Columbus cling to the idea that he had reached Asia?
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Christopher Columbus, by Ridolpho Ghirlandio. Friend of Raphael and teacher of Michelangelo, Ghirlandio (1483–1561) enjoyed distinction as a portrait painter, and so we can assume that this is a good likeness of the older Columbus. (Scala/Art Resource, NY)

Spanish Conquest in the New World

conquistador Spanish for “conqueror”; Spanish soldier-explorer, such as Hernando Cortés and Francisco Pizarro, who sought to conquer the New World for the Spanish crown.

Mexica Empire Also known as the Aztec Empire, a large and complex Native American civilization in modern Mexico and Central America that possessed advanced mathematical, astronomical, and engineering technology.

After Columbus’s voyages Spanish explorers penetrated farther into the New World. This territorial expansion began in 1519, when the Spanish governor in Cuba sent an expedition, under the command of the conquistador (kahn-KEES-tuh-dor) Hernando Cortés (1485–1547), to what is now Mexico. Accompanied by six hundred men, sixteen horses, and ten cannon, Cortés was to launch the conquest of the Mexica Empire. Its people were later called the Aztecs, but now most scholars prefer to use the term Mexica to refer to them and their empire.

The Mexica Empire was ruled by Montezuma II (r. 1502–1520) from his capital at Tenochtitlán (tay-nawch-teet-LAHN), now Mexico City. Larger than any European city of the time, it was the heart of a sophisticated, advanced civilization.

Soon after Cortés landed on the Mexican coast on April 21, 1519, his camp was visited by delegations of Mexica leaders bearing gifts and news of their great emperor. Impressed by the wealth of the local people, Cortés decided to defy his orders from the governor in Cuba, which restricted him to trading and exploration, and set up a settlement, Veracruz, under his own authority. He then burned his ships to prevent any disloyal or frightened followers from returning to Cuba.

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Invasion of Tenochtitlán, 1519–1521

The Mexica state religion necessitated constant warfare against neighboring peoples to secure captives for religious sacrifices and laborers for agricultural and building projects. Conquered peoples were required to pay tribute to the Mexica state through their local chiefs. Realizing that he could exploit dissension over this practice to his own advantage, Cortés forged an alliance with the Tlaxcala (tlah-SKAH-lah) and other subject kingdoms. In October a combined Spanish-Tlaxcalan force occupied the city of Cholula and massacred many thousand inhabitants. Strengthened by this display of power, Cortés made alliances with other native kingdoms. In November 1519, with a few hundred Spanish men and some six thousand indigenous warriors, he marched on Tenochtitlán.

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Picturing the Past
Doña Marina Translating for Hernando Cortés During His Meeting with Montezuma
In April 1519 Doña Marina (or La Malinche as she is known in Mexico) was among twenty women given to the Spanish as slaves. Fluent in Nahuatl (NAH-wha-tuhl) and Yucatec Mayan (spoken by a Spanish priest accompanying Cortés), she acted as an interpreter and diplomatic guide for the Spanish. She had a close relationship with Cortés and bore his son, Don Martín Cortés, in 1522. This image was created by Tlaxcalan artists shortly after the conquest of Mexico and represents one indigenous perspective on the events. (The Granger Collection, New York)
ANALYZING THE IMAGE What role does Doña Marina (far right) appear to be playing in this image? Does she appear to be subservient or equal to Cortés (right, seated)? How did the painter indicate her identity as non-Spanish?
CONNECTIONS How do you think the native rulers negotiating with Cortés might have viewed Doña Marina? What about a Spanish viewer of this image? What does the absence of other women suggest about the role of women in these societies?

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Montezuma refrained from attacking the Spaniards as they advanced toward his capital and welcomed Cortés and his men into Tenochtitlán. Other native leaders attacked the Spanish, but Montezuma relied on the advice of his state council, itself divided, and on the dubious loyalty of tribute-paying communities subjugated by the Mexica. Montezuma’s long hesitation proved disastrous. When Cortés took Montezuma hostage, the emperor’s influence over his people crumbled.

During the ensuing attacks and counterattacks, Montezuma was killed. The Spaniards and their allies escaped from the city and began gathering forces and making new alliances

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against the Mexica. In May 1510 Cortés led a second, much larger assault on Tenochtitlán. The Spanish victory in late summer 1521 was hard-won and greatly aided by the effects of smallpox, which had weakened and reduced the Mexica population. After the defeat of Tenochtitlán, Cortés and other conquistadors began the systematic conquest of Mexico. Over time a series of indigenous kingdoms fell under Spanish domination, although not without decades of resistance.

Inca Empire The vast and sophisticated Peruvian empire centered at the capital city of Cuzco that was at its peak from 1438 until 1532.

More surprising than the defeat of the Mexicas was the fall of the remote Inca Empire in Peru. Like the Mexicas, they had created a vast empire that rivaled that of the Europeans in population and complexity. However, by the time of the Spanish invasion the Inca Empire had been weakened by a civil war over succession and an epidemic of disease, possibly smallpox.

The Spanish conquistador Francisco Pizarro (ca. 1475–1541) landed on the northern coast of Peru on May 13, 1532, the very day Atahualpa (ah-tuh-WAHL-puh) won control of the empire after five years of fighting his brother for the throne. As Pizarro advanced across the Andes toward Cuzco, the capital of the Inca Empire, Atahualpa was also heading there for his coronation.

Atahualpa sent envoys to greet the Spanish and invite them to meet him in the provincial town of Cajamarca. His plan was to lure the Spaniards into a trap, seize their horses and ablest men for his army, and execute the rest. Instead, the Spaniards ambushed and captured him, collected an enormous ransom in gold, and then executed him in 1533. The Spanish then marched on to Cuzco, profiting once again from internal conflicts to form alliances with local peoples. When Cuzco fell in 1533, the Spanish plundered immense riches in gold and silver.

As with the Mexica, decades of violence and resistance followed the defeat of the Incan capital. Nevertheless, the Spanish conquest opened a new chapter in European relations with the New World. It was not long before rival European nations attempted to forge their own overseas empires.

Quick Review

How did previous knowledge of and experience with the Afroeurasian trade system shape European expansion in the fifteenth and early sixteenth centuries?

What was the impact of conquest?

The growing European presence in the New World transformed its land and its peoples forever. Violence and disease wrought devastating losses, while surviving peoples encountered new political, social, and economic organizations imposed by Europeans. Although the exchange of goods and people between Europe and the New World brought diseases to the Americas, it also gave both the New and Old Worlds new crops that eventually altered consumption patterns across the globe.

As important, for the first time, a truly global economy emerged in the sixteenth and seventeenth centuries, and it forged new links among far-flung peoples, cultures, and societies. The ancient civilizations of Europe, Africa, the Americas, and Asia confronted each other in new and rapidly evolving ways. Those confrontations often led to conquest, forced migration, and brutal exploitation, but they also contributed to cultural exchange and renewal.

Colonial Administration

viceroyalties The name for the four administrative units of Spanish possessions in the Americas: New Spain, Peru, New Granada, and La Plata.

Columbus, Cortés, and Pizarro had claimed the lands they had discovered for the Spanish crown. How were these lands governed? Already in 1503, the Spanish had granted the port of Seville a monopoly over all traffic to the New World and established the House of Trade to oversee economic matters. In 1524 Spain added to this body the Royal and Supreme

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Council of the Indies, with authority over all colonial affairs subject to approval by the king. Spanish territories themselves were divided into viceroyalties or administrative divisions (see Map 16.2).

Within each territory, the viceroy, or imperial governor, exercised broad military and civil authority as the direct representative of Spain. The viceroy presided over the audiencia (ow-dee-EHN-see-ah), a board of judges that served as his advisory council and the highest judicial body. Later, King Charles III (r. 1759–1788) introduced the system of intendants to Spain’s New World territories. These royal officials possessed broad military, administrative, and financial authority within their intendancies, smaller divisions within each viceroyalty, and were responsible not to the viceroy but to the monarchy in Madrid.

The Portuguese governed their colony of Brazil in a similar manner. After the union of the crowns of Portugal and Spain in 1580, Spanish administrative forms were introduced. Local officials called corregidores (kuh-REH-gih-dawr-eez) held judicial and military powers. Royal policies placed severe restrictions on Brazilian industries that might compete with those of Portugal and Spain.

Spanish Viceroyalties in the New World

New Spain: Created in 1525 with Mexico City as its capital
Peru: Created in 1542 with Lima as its capital
New Granada: Created in 1717 with Bogotá as its capital
La Plata: Created in 1776 with Buenos Aires as its capital

The Impact of European Settlement on the Lives of Indigenous Peoples

Before Columbus’s arrival, the Americas were inhabited by thousands of groups of indigenous peoples with different languages and cultures. These groups ranged from hunter-gatherer tribes organized into tribal confederations to large-scale agriculture-based empires connecting bustling cities and towns.

The lives of these indigenous peoples were radically transformed by the arrival of Europeans. In the sixteenth century perhaps two hundred thousand Spaniards immigrated to the New World. To work the cattle ranches, sugar plantations, and silver mines these settlers established, the conquistadors first turned to the indigenous peoples.

encomienda system A system whereby the Spanish crown granted the conquerors the right to forcibly employ groups of Indians; it was a disguised form of slavery.

The Spanish quickly established the encomienda system, in which the Crown granted the conquerors the right to employ groups of Native Americans as laborers or to demand tribute from them in exchange for providing food and shelter. In practice, the encomiendas (ehn-koh-mee-EHN-duhz) were a legalized form of slavery.

The new conditions and hardships imposed by conquest and colonization resulted in enormous native population losses. The major cause of death was disease. Having little or no resistance to diseases brought from the Old World, the inhabitants of the New World fell victim to smallpox, typhus, influenza, and other illnesses. Another factor behind the decline in population was overwork. Unaccustomed to forced labor, native workers died in staggering numbers. Moreover, forced labor diverted local people from tending to their own crops, leading to malnutrition, reduced fertility rates, and starvation. Malnutrition

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and hunger in turn lowered resistance to disease. Finally, many indigenous peoples also died through outright violence in warfare.2

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Silver Mine at Potosí The incredibly rich silver mines at Potosí (in modern-day Bolivia) contributed to the intensification of the African slave trade. In New Spain millions of indigenous laborers suffered brutal conditions and death in the silver mines. (Courtesy of The Hispanic Society of America)

The Franciscan Bartolomé de Las Casas (1474–1566) documented the brutal treatment of indigenous peoples at the hands of the Spanish, claiming that “of three millions of people which Hispaniola itself did contain, there are left remaining alive scarce three hundred persons.”3 Las Casas and other missionaries asserted that the Indians had human rights, and through their persistent pressure the Spanish emperor Charles V abolished the worst abuses of the encomienda system in 1531.

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Mixed Races The unprecedented mixing of peoples in the Spanish New World colonies inspired great fascination. An elaborate terminology emerged to describe the many possible combinations of indigenous, African, and European blood, which were known collectively as castas. This painting belongs to a popular genre of the eighteenth century depicting couples composed of individuals of different ethnic origin and the children produced of their unions. (Schalkwijk/Art Resource, NY)

The pattern of devastating disease and population loss established in the Spanish colonies was repeated everywhere Europeans settled. The best estimate is that the native population declined from roughly 50 million in 1492 to around 9 million by 1700. It is important to note, however, that native populations and cultures did survive the conquest period, sometimes by blending with European incomers and sometimes by maintaining cultural autonomy.

For colonial administrators the main problem posed by the astronomically high death rate was the loss of a subjugated labor force to work the mines and sugar plantations. The search for fresh sources of labor gave birth to the new tragedy of the Atlantic slave trade (see page 425).

The Columbian Exchange

Columbian exchange The exchange of animals, plants, and diseases between the Old and the New Worlds.

The travel of people and goods between the Old and New Worlds led to an exchange of animals, plants, and diseases, a complex process known as the Columbian exchange. As we have seen, the introduction of new diseases to the Americas had devastating consequences. But other results of the exchange brought benefits not only to the Europeans but also to native peoples.

Everywhere they settled, the Spanish and Portuguese brought and raised wheat with labor provided by the encomienda system. Grapes and olives brought over from Spain did well in parts of Peru and Chile. Perhaps the most significant introduction to the diet of Native Americans came via the meat and milk of the livestock that the early conquistadors brought with them, including cattle, sheep, and goats. The horse enabled both the Spanish conquerors and native populations to travel faster and farther as well as to transport heavy loads.

In turn, Europeans returned home with many food crops that became central elements of their diet. Crops originating in the Americas included tomatoes as well as many varieties of beans, squash, pumpkins, and peppers. One of the most important of such crops was maize (corn). By the late seventeenth century maize had become a staple in Spain, Portugal, southern France, and Italy, and in the eighteenth century it became one of the chief foods of southeastern Europe. Even more valuable was the nutritious white potato, which slowly spread from west to east—to Ireland, England, and France in the seventeenth century, and to Germany, Poland, Hungary, and Russia in the eighteenth, contributing everywhere to a rise in population.

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While the exchange of foods was a great benefit to both cultures, the introduction of European pathogens to the New World had a disastrous impact on the native population. The wave of catastrophic epidemic disease that swept the Western Hemisphere after 1492 can be seen as an extension of the swath of devastation wreaked by the Black Death in the 1300s, first on Asia and then on Europe. The world after Columbus was thus unified by disease as well as by trade and colonization.

Sugar and Early Transatlantic Slavery

As Portuguese explorers began their voyages along the western coast of Africa, one of the first commodities they sought was slaves. In 1444 the first ship returned to Lisbon with a cargo of enslaved Africans. While the first slaves were simply seized by small raiding parties, Portuguese merchants soon found that it was easier to trade with African leaders, who were accustomed to dealing in slaves captured through warfare with neighboring powers. From 1490 to 1530 Portuguese traders brought between three hundred and two thousand black slaves to Lisbon each year.

In this stage of European expansion, the history of slavery became intertwined with the history of sugar. Originally sugar was an expensive luxury that only the very affluent could afford, but population increases and greater prosperity in the fifteenth century led to increasing demand. The establishment of sugar plantations on the Canary and Madeira Islands in the fifteenth century testifies to this demand.

Sugar was a particularly difficult crop to produce for profit. Sugar cultivation was extremely labor intensive and, because sugarcane has a virtually constant growing season, there was no fallow period when workers could recuperate. The demands of sugar production were increased with the invention of roller mills to crush the cane more efficiently. Yields could be augmented, but only if a sufficient labor force was found to supply the mills. Europeans solved the labor problem by forcing first native islanders and then enslaved Africans to perform the backbreaking work.

The transatlantic slave trade began in 1518 when Spanish king Charles I authorized traders to bring African slaves to New World colonies. The Portuguese brought the first slaves to Brazil around 1550; by 1600 four thousand were being imported annually. After its founding in 1621, the Dutch West India Company transported thousands of Africans to Brazil and the Caribbean, mostly to work on sugar plantations. In the late seventeenth century, with the chartering of the Royal African Company, the English got involved in bringing slaves to Barbados and other English colonies in the Caribbean and mainland North America.

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The Transatlantic Slave Trade

Before 1700, when slavers decided it was better business to improve conditions, some 20 percent of slaves died on the voyage from Africa to the Americas.4 The most common cause of death was dysentery induced by poor-quality food and water, lack of sanitation, and intense crowding. On sugar plantations, death rates among slaves from illness and exhaustion were extremely high, leading to a constant stream of new shipments of slaves from Africa. Driven by rising demands for sugar, cotton, tobacco, and other plantation crops, the tragic transatlantic slave trade reached its height in the eighteenth century.

The Birth of the Global Economy

With Europeans’ discovery of the Americas and their exploration of the Pacific, the entire world was linked for the first time in history by seaborne trade. The opening of that trade brought into being three successive commercial empires: the Portuguese, the Spanish, and the Dutch.

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Figure 16.3: Map 16.3 Seaborne Trading Empires in the Sixteenth and Seventeenth Centuries By the mid-seventeenth century trade linked all parts of the world except for Australia. Notice that trade in slaves was not confined to the Atlantic but involved almost all parts of the world.

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The Portuguese were the first worldwide traders. In the sixteenth century they controlled the sea route to India (Map 16.3). From their fortified bases at Goa on the Arabian Sea and at Malacca on the Malay Peninsula, ships carried goods to the Portuguese settlement at Macao in the South China Sea. From Macao Portuguese ships loaded with Chinese silks and porcelains sailed to the Japanese port of Nagasaki and to the Philippine port of Manila, where Chinese goods were exchanged for Spanish silver from New Spain. Throughout Asia the Portuguese traded in slaves. Back to Portugal they brought Asian spices that had been purchased with textiles produced in India and with gold and ivory from East Africa. They also shipped back sugar from their colony in Brazil, produced by African slaves whom they had transported across the Atlantic.

Becoming an imperial power a few decades later than the Portuguese, the Spanish were determined to claim their place in world trade. This was greatly facilitated by the discovery of silver, first at Potosí in modern-day Bolivia and later in Mexico. Silver poured into Europe through the Spanish port of Seville, contributing to steep inflation across Europe. Demand for silver also created a need for slaves to work in the mines. (See “Global Trade: Silver,” page 428.)

The Spanish Empire in the New World was basically land-based, but across the Pacific the Spaniards built a seaborne empire centered at Manila in the Philippines. The city of Manila

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served as the transpacific bridge between Spanish America and China. In Manila, Spanish traders used silver from American mines to purchase Chinese silk for European markets.

In the seventeenth century the Dutch challenged the Spanish and Portuguese Empires, emerging by the end of the century as the most powerful worldwide seaborne trading power. The Dutch Empire was built on spices, and the Dutch East India Company was founded in 1602 with the stated intention of capturing the spice trade from the Portuguese.

The Dutch set their sights on gaining direct access to and control of the Indonesian sources of spices. In return for assisting Indonesian princes in local squabbles and disputes with the Portuguese, the Dutch won broad commercial concessions. Through agreements, seizures, and outright war, they gained control of the western access to the Indonesian archipelago in the first half of the seventeenth century. Gradually they achieved political domination over the archipelago itself. By the 1660s the Dutch had managed to expel the Portuguese from Ceylon and other East Indian islands, thereby establishing control of the lucrative spice trade.

Quick Review

What factors contributed to the pre-cipitous drop in American indigenous populations following European conquest?

How did expansion shape values and beliefs in Europe and the Americas?

The age of overseas expansion heightened Europeans’ contacts with the rest of the world. These contacts gave birth to new ideas about the inherent superiority or inferiority of different races, in part to justify European participation in the slave trade. Two great writers of the period both captured and challenged these views. The essays of Michel de Montaigne epitomized a new spirit of skepticism and cultural relativism, while the plays of William Shakespeare reflected his efforts to come to terms with the cultural complexities of his day. Religion became another means of cultural contact, as European missionaries aimed to spread Christianity in both the New World and East Asia, with mixed results.

New Ideas About Race

At the beginning of the transatlantic slave trade, most Europeans would have thought of Africans, if they thought of them at all, as savages and barbarians. They grouped Africans into the despised categories of pagan heathens or Muslim infidels. As Europeans turned to Africa for new sources of slaves, they drew on beliefs about Africans’ primitiveness and barbarity to defend slavery and even argue that enslavement benefited Africans by bringing the light of Christianity to heathen peoples.

Over time the institution of slavery fostered a new level of racial inequality. Africans gradually became seen as utterly distinct from and wholly inferior to Europeans. In a transition from rather vague assumptions about African’s non-Christian religious beliefs and general lack of civilization, Europeans developed increasingly rigid ideas of racial superiority and inferiority to safeguard the growing profits gained from plantation slavery. Black skin became equated with slavery itself as Europeans at home and in the colonies convinced themselves that blacks were destined by God to serve them as slaves in perpetuity.

After 1700 the emergence of new methods of observing and describing nature led to the use of science to define race. From referring to a nation or an ethnic group, henceforth “race” would be used to describe supposedly biologically distinct groups of people whose physical differences produced differences in culture, character, and intelligence, differences that justified the enslavement of “inferior” races.

GLOBAL TRADE

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Silver

Silver in vast quantities was discovered in 1545 by the Spanish, at an altitude of fifteen thousand feet, at Potosí in unsettled territory conquered from the Inca Empire. A half-century later, 160,000 people lived in Potosí, making it about the size of the city of London. In the second half of the sixteenth century the mine (in present-day Bolivia) yielded perhaps 60 percent of all the silver mined in the world. From Potosí and the mines at Zacatecas and Guanajuato in Mexico, huge quantities of precious metals poured forth.

Mining became the most important industry in the colonies. The Spanish crown claimed the quinto, one-fifth of all precious metals mined in South America, and gold and silver yielded the Spanish monarchy 25 percent of its total income. Seville was the official port of entry for all Spanish silver, although a lively smuggling trade existed.

The real mover of world trade was not Europe, however, but China, which in this period had a population approaching 100 million. By 1450 the collapse of its paper currency led the Ming government to shift to a silver-based currency. Instead of rice, the traditional form of payment, all Chinese now had to pay their taxes in silver. The result was an insatiable demand for the world’s production of silver.

Japan was China’s original source, and the Japanese continued to ship large quantities of silver ore until the depletion of its mines near the end of the seventeenth century. The discovery of silver in the New World provided a vast and welcome new supply for the Chinese market. In 1571 the Spanish founded a port city at Manila in the Philippines to serve as a bridge point for bringing silver to Asia. Throughout the seventeenth century Spanish galleons annually carried 2 million pesos (or more than fifty tons) of silver from Acapulco to Manila, where Chinese merchants carried it on to China. Even more silver reached China through exchange with European merchants who purchased Chinese goods using silver shipped across the Atlantic.

In exchange for silver, the Chinese traded high-quality finished goods much desired by elites across the world, including fine silks, porcelain, and spices. To ensure continued demand for their products, enterprising Chinese merchants adapted them to Western tastes.

Silver had a mixed impact on the regions involved. Spain’s immense profits from silver paid for the tremendous expansion of its empire and for the large armies that defended it. However, the easy flow of money also dampened economic innovation. It exacerbated the rising inflation Spain was already experiencing in the mid-sixteenth century. When the profitability of the silver mines diminished in the 1640s, Spain’s power was fundamentally undercut.

China experienced similarly mixed effects. On the one hand, the need for finished goods to trade for silver led to the rise of a merchant class and a new specialization of regional production. On the other hand, the inflation resulting from the influx of silver weakened the finances of the Ming Dynasty. As the purchasing power of silver declined in China, so did the value of silver taxes. The ensuing fiscal crisis helped bring down the Ming and led to the rise of the Qing in 1644. Ironically, the two states that benefited the most from silver also experienced political decline as a direct result of their reliance on it.

Silver ore mined at Potosí thus built the first global trade system in history. Previously, a long-standing Afroeurasian trading world had involved merchants and consumers from the three Old World continents. Once Spain opened a trade route across the Pacific through Manila, all continents except Australia and Antarctica were enduringly linked.

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Figure 16.4: Map 16.4 The Global Silver Trade

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in world trade through the nineteenth century. When Mexico won independence from Spain in 1821, it began to mint its own silver dollar, which became the most prized coin in trade in East Asia. By the beginning of the twentieth century, when the rest of the world had adopted gold as the standard of currency, only China and Mexico remained on the silver standard, testimony to the central role this metal had played in their histories.

Michel de Montaigne and Cultural Curiosity

Racism was not the only possible reaction to the new worlds emerging in the sixteenth century. Decades of religious fanaticism, bringing civil anarchy and war, led both Catholics and Protestants to doubt that any one faith contained absolute truth. Added to these doubts was the discovery of peoples in the New World who had radically different ways of life. These shocks helped produce ideas of skepticism and cultural relativism in the sixteenth and seventeenth centuries. Skepticism is a school of thought founded on doubt that total certainty or definitive knowledge is ever attainable. Cultural relativism suggests that one culture is not necessarily superior to another, just different. Both notions found expression in the work of Frenchman Michel de Montaigne (MEE-shel duh mahn-TAYN; 1533–1592).

Montaigne developed a new literary genre, the essay—from the French essayer, meaning “to test or try”—to express his thoughts and ideas. Published in 1580, Montaigne’s Essays consisted of short personal reflections. Intending to be accessible to ordinary people, Montaigne wrote in French rather than in Latin and used an engaging conversational style.

Montaigne’s essay “On Cannibals” reveals the impact of overseas discoveries on his consciousness. In contrast to the prevailing views of the time, he rejected the notion that one culture is superior to another. Speaking of native Brazilians, he wrote:

I find that there is nothing barbarous and savage in this nation [Brazil], . . . except, that everyone gives the title of barbarism to everything that is not according to his usage; as, indeed, we have no other criterion of truth and reason, than the example and pattern of the opinions and customs of the place wherein we live.5

In his own time and throughout the seventeenth century, few would have agreed with Montaigne’s challenging of European superiority. The publication of his ideas, however, contributed to a basic shift in attitudes. Montaigne inaugurated an era of doubt. “Wonder,” he said, “is the foundation of all philosophy, research is the means of all learning, and ignorance is the end.”6

William Shakespeare and His Influence

In addition to marking the introduction of the essay as a literary genre, the period fostered remarkable creativity in other branches of literature. England—especially in the late sixteenth and early seventeenth centuries—witnessed remarkable literary expression.

The undisputed master of the period was the dramatist William Shakespeare, whose genius lay in the originality of his characterizations, the diversity of his plots, his understanding of human psychology, and his unsurpassed gift for language. Born in 1564, Shakespeare was a Renaissance man with a deep appreciation of classical culture, individualism, and humanism.

Like Montaigne’s, Shakespeare’s work reveals the impact of new connections between Europeans and peoples of other cultures. The title character of Othello is described as a “Moor of Venice.” In Shakespeare’s day, the word moor referred to Muslims of Moroccan or North African origin, including those who had migrated to the Iberian Peninsula. It could also be applied, though, to natives of the Iberian Peninsula who converted to Islam or to non-Muslim Berbers in North Africa. To complicate things even more, references in the play to Othello as “black” in skin color have led many to believe that Shakespeare intended him to be a sub-Saharan African. This confusion in the play reflects the uncertainty in Shakespeare’s own day about racial and religious classifications.

The character of Othello is both vilified in racist terms by his enemies and depicted as a brave warrior, a key member of the city’s military leadership, and a man capable of winning the heart of an aristocratic white woman. Shakespeare’s play thus demonstrates both the intolerance of contemporary society and the possibility for some individuals to look beyond racial stereotypes.

Shakespeare’s last play, The Tempest, displays a similar interest in race and race relations. The plot involves the stranding on an island of sorcerer Prospero and his daughter, Miranda. There Prospero finds and raises Caliban, a native of the island, whom he instructs in his own language and religion. After Caliban’s attempted rape of Miranda, Prospero enslaves him, earning the rage and resentment of his erstwhile pupil. Modern scholars often note the echoes between this play and the realities of imperial conquest and settlement in Shakespeare’s day. It is no accident, they argue, that the playwright portrayed Caliban as a monstrous dark-skinned island native who was best-suited for slavery. However, Shakespeare himself borrows words from Montaigne’s essay “On Cannibals,” suggesting that he may have intended to criticize, rather than endorse, racial intolerance.

Religious Conversion in the New World

Converting indigenous people to Christianity was a key ambition for all European powers in the New World. Galvanized by the desire to spread their religion and prevent any gains by Protestants, Catholic powers actively sponsored missionary efforts. Franciscans, Dominicans, Jesuits, and members of other religious orders who accompanied the conquistadors and subsequent settlers established Catholic missions throughout Spanish and Portuguese colonies. Later French explorers were also accompanied by missionaries who preached to the Native American tribes with whom they traded.

Rather than a straightforward imposition of Christianity, conversion entailed a complex process of cultural exchange. Catholic friars were among the first Europeans to seek understanding of native cultures and languages as part of their effort to render Christianity comprehensible to indigenous people. In addition to spreading Christianity, missionaries taught indigenous peoples European methods of agriculture and instilled loyalty to colonial masters. In turn, Christian ideas and practices in the New World took on a distinctive character. For example, a sixteenth-century apparition of the Virgin Mary in Mexico City, known as the Virgin of Guadalupe, became a central icon of Spanish-American Catholicism.

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Missionaries’ success in the New World varied over time and space. In Central and South America large-scale conversion forged enduring Catholic cultures in Portuguese and Spanish colonies. Conversion efforts in seventeenth-century North America were less effective due to the scattered nature of settlement and the lesser integration of native people into the colonial community. On the whole, Protestants were less active than Catholics as missionaries, although some dissenters like Quakers and Methodists did seek converts among native people. Efforts to Christianize indigenous peoples in the New World were paralleled by missionary work by the Jesuits and other orders in the Far East.

Connections

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JUST THREE YEARS separated Martin Luther’s attack on the Catholic Church in 1517 and Ferdinand Magellan’s discovery of the Pacific Ocean in 1520. Within a few short years western Europeans’ religious unity and notions of terrestrial geography were shattered. Old medieval certainties about Heaven and earth collapsed. In the ensuing decades Europeans struggled to come to terms with religious differences among Protestants and Catholics at home and with the multitudes of new peoples and places they encountered abroad. While some Europeans were fascinated and inspired by this new diversity, too often the result was violence. Europeans endured decades of religious civil war, and indigenous peoples overseas suffered massive population losses as a result of European warfare, disease, and exploitation. Tragically, both Catholic and Protestant religious leaders condoned the trade in slaves that was to bring suffering and death to millions of Africans.

Even as the voyages of discovery contributed to the fragmentation of European culture, they also factored into state centralization and consolidation in the longer term. Henceforth, competition to gain overseas colonies became an integral part of European politics. Spain’s investment in conquest proved spectacularly profitable, and yet, the ultimate result was a weakening of its power. Over time the Netherlands, England, and France also reaped tremendous profits from colonial trade, which helped them build modernized, centralized states.

The most important consequence of the European voyages of discovery was the creation of enduring contacts among five of the seven continents of the globe—Europe, Asia, Africa, North America, and South America. From the sixteenth century onward, the peoples of the world were increasingly entwined in divergent forms of economic, social, and cultural exchange. Our modern era of globalization had begun.

For a list of suggested readings for this chapter, visit bedfordstmartins.com/mckayworldunderstanding.

For primary sources from this period, see Sources of World Societies, Second Edition.

For Web sites, images, and documents related to topics in this chapter, see Make History at bedfordstmartins.com/mckayworldunderstanding.

Chapter 16 Study Guide

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To do these exercises online, go to bedfordstmartins.com/mckayworldunderstanding

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In Your Own Words Imagine that you must explain Chapter 16 to someone who hasn’t read it. What would the most important points to include and why?