Ethics in Psychological Research

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KEY THEME

Psychological research conducted in the United States is subject to ethical guidelines developed by the American Psychological Association (APA).

KEY QUESTIONS

You might wonder what would happen if you were to volunteer to participate in a psychology experiment or study. Are psychologists allowed to manipulate or control you without your knowledge or consent? Could a psychologist force you to reveal your innermost secrets? Could he or she administer electric shocks?

MYTH SCIENCE

Is it true psychologists are not allowed to trick you into taking part in a study?

The answer to all of these questions is “no.” The American Psychological Association (APA) has developed a strict code of ethics for conducting research with both human and animal subjects. This code is contained in a document called Ethical Principles of Psychologists and Code of Conduct (APA, 2002, 2010). You can download a copy of the document at the Web site www.apa.org/ethics.

In general, psychologists must respect the dignity and welfare of participants. Psychologists cannot deceptively expose research participants to conditions that might cause either physical or emotional harm. At most institutions, any psychological research using human or animal subjects is scrutinized by an institutional review board before approval is granted (Fisher & Vacanti-Shova, 2012).

Here are highlights of five key provisions in the most recent APA ethical principles regulating research with human participants:

What about research involving nonhuman animal subjects? Only a fraction of psychological research studies conducted in a given year involve animal subjects—typically about 7 to 8 percent. About 90 percent of those studies involve rodents or birds, typically rats, mice, and pigeons. Why are animals used in psychological research? A few of the main reasons are listed below.

  1. Many psychologists are interested in the study of animal behavior for its own sake.

    The branch of psychology that focuses on the study of the behavior of nonhuman animals is called comparative psychology. Some psychologists also do research in animal cognition, which is the study of animal learning, memory, thinking, and language (Wasserman & Zentall, 2006). And research is also pursued for its potential to the animals themselves. For example, psychological research on animal behavior has been used to improve the quality of life of animals in zoos and to increase the likelihood of survival of endangered species in the wild (Blumstein & Fernandez-Juricic, 2010; Goulart & others, 2009).

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  2. Animal subjects are sometimes used for research that could not feasibly be conducted on human subjects.

    There are many similarities between human and animal behavior, but animal behavior tends to be less complex. Thus, it is sometimes easier to identify basic principles of behavior by studying animals. Psychologists can also observe some animals throughout their entire lifespan. To track such changes in humans would take decades of research. Finally, psychologists can exercise greater control over animal subjects than over human subjects. If necessary, researchers can control every aspect of the animals’ environment and even their genetic background (Ator, 2005).

    The use of nonhuman animal subjects in psychological research is also governed by specific ethical guidelines (APA, 2011; Perry & Dess, 2012). The American Psychological Association publishes the Guidelines for Ethical Conduct in the Care and Use of Animals, which you can read at http://www.apa.org/science/leadership/care/guidelines.aspx. The APA guidelines for animal care have been praised as being the most comprehensive set of guidelines of their kind. In addition, psychologists must adhere to federal and state laws governing the use and care of research animals.

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