Political Thought

Ideal courtiers should preferably serve an ideal ruler, and biographies written by humanists often described rulers who were just, wise, pious, dignified, learned, brave, kind, and distinguished. In return for such flattering portraits of living rulers or their ancestors, authors sometimes received positions at court, or at least substantial payments. Particularly in Italian cities, however, which often were divided by political factions, taken over by homegrown or regional despots, and attacked by foreign armies, such ideal rulers were hard to find. Humanists thus looked to the classical past for their models. Some, such as Bruni, argued that republicanism was the best form of government. Others used the model of Plato’s philosopher-king in the Republic to argue that rule by an enlightened individual might be best. Both sides agreed that educated men should be active in the political affairs of their city, a position historians have since termed “civic humanism.”

The most famous (or infamous) civic humanist, and ultimately the best-known political theorist of this era, was Niccolò Machiavelli (1469–1527). After the ouster of the Medici with the French invasion of 1494, Machiavelli was secretary to one of the governing bodies in the city of Florence; he was responsible for diplomatic missions and organizing a citizen army. Almost two decades later, power struggles in Florence between rival factions brought the Medici family back to power, and Machiavelli was arrested, tortured, and imprisoned on suspicion of plotting against them. He was released but had no government position, and he spent the rest of his life writing — political theory, poetry, prose works, plays, and a multivolume history of Florence — and making fruitless attempts to regain employment.

The first work Machiavelli finished — though not the first to be published — is his most famous: The Prince (1513), which uses the examples of classical and contemporary rulers to argue that the function of a ruler (or any government) is to preserve order and security. Weakness only leads to disorder, which might end in civil war or conquest by an outsider, situations clearly detrimental to any people’s well-being. To preserve the state, a ruler should use whatever means he needs — brutality, lying, manipulation — but should not do anything that would make the populace turn against him; stealing or cruel actions done for a ruler’s own pleasure would lead to resentment and destroy the popular support needed for a strong, stable realm. “It is much safer for the prince to be feared than loved,” Machiavelli advised, “but he ought to avoid making himself hated.”4

Like the good humanist he was, Machiavelli knew that effective rulers exhibited the quality of virtù. He presented examples from the classical past of just the type of ruler he was describing, but also wrote about contemporary leaders. Cesare Borgia (1475?–1507), Machiavelli’s primary example, was the son of Rodrigo Borgia, a Spanish nobleman who later became Pope Alexander VI. Cesare Borgia combined his father’s power and his own ruthlessness to build up a state of his own in central Italy. He made good use of new military equipment and tactics, hiring Leonardo da Vinci (1452–1519) as a military engineer, and murdered his political enemies, including the second husband of his sister, Lucrezia. Despite Borgia’s efforts, his state fell apart after his father’s death, which Machiavelli ascribed not to weakness, but to the operations of fate (fortuna, for-TOO-nah, in Italian), whose power even the best-prepared and most merciless ruler could not fully escape, though he should try. Fortuna was personified and portrayed as a goddess in ancient Rome and Renaissance Italy, and Machiavelli’s last words about fortune are expressed in gendered terms: “It is better to be impetuous than cautious, for fortune is a woman, and if one wishes to keep her down, it is necessary to beat her and knock her down.”5

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The Prince is often seen as the first modern guide to politics, though Machiavelli was denounced for writing it, and people later came to use the word Machiavellian to mean cunning and ruthless. Medieval political philosophers had debated the proper relation between church and state, but they regarded the standards by which all governments were to be judged as emanating from moral principles established by God. Machiavelli argued that governments should instead be judged by how well they provided security, order, and safety to their populace. A ruler’s moral code in maintaining these was not the same as a private individual’s, for a leader could — indeed, should — use any means necessary. Machiavelli put a new spin on the Renaissance search for perfection, arguing that ideals needed to be measured in the cold light of the real world. This more pragmatic view of the purposes of government, along with Machiavelli’s discussion of the role of force and cruelty, was unacceptable to many.

Even today, when Machiavelli’s more secular view of the purposes of government is widely shared, scholars debate whether Machiavelli actually meant what he wrote. Most regard him as realistic or even cynical, but some suggest that he was being ironic or satirical, showing princely government in the worst possible light to contrast it with republicanism, which he favored, and also wrote about at length in the Discourses on Livy. He dedicated The Prince to the new Medici ruler of Florence, however, so any criticism was deeply buried within what was, in that era of patronage, essentially a job application.