The Development of Sound Recording

New mass media have often been defined in terms of the communication technologies that preceded them. For example, movies were initially called motion pictures, a term that derived from photography; radio was known as wireless telegraphy, referring to telegraphs; and television was often called picture radio. Likewise, sound recording instruments were initially described as talking machines and later as phonographs, indicating the existing innovations, the telephone and the telegraph. This early blending of technology foreshadowed our contemporary era, in which media as diverse as newspapers and movies converge on the Internet. Long before the Internet, however, the first major media convergence involved the relationship between the sound recording and radio industries.

From Cylinders to Disks: Sound Recording Becomes a Mass Medium

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THOMAS EDISON In addition to inventing the phonograph, Edison (1847–1931) ran an industrial research lab that is credited with inventing the motion picture camera, the first commercially successful lightbulb, and a system for distributing electricity.
© Bettmann/Corbis

In the 1850s, the French printer Édouard-Léon Scott de Martinville conducted the first experiments with sound recording. Using a hog’s hair bristle as a needle, he tied one end to a thin membrane stretched over the narrow part of a funnel. When the inventor spoke into the funnel, the membrane vibrated and the free end of the bristle made grooves on a revolving cylinder coated with a thick liquid called lamp black. De Martinville noticed that different sounds made different trails in the lamp black, but he could not figure out how to play back the sound. However, his experiments did usher in the development stage of sound recording as a mass medium. In 2008, audio researchers using high-resolution scans of the recordings and a digital stylus were finally able to play back some of de Martinville’s recordings for the first time.7

In 1877, Thomas Edison had success playing back sound. He recorded his own voice by using a needle to press his voice’s sound waves onto tinfoil wrapped around a metal cylinder about the size of a cardboard toilet-paper roll. After recording his voice, Edison played it back by repositioning the needle to retrace the grooves in the foil. The machine that played these cylinders became known as the phonograph, derived from the Greek terms for “sound” and “writing.”

Thomas Edison was more than an inventor—he was also able to envision the practical uses of his inventions and ways to market them. Moving sound recording into its entrepreneurial stage, Edison patented his phonograph in 1878 as a kind of answering machine. He thought the phonograph would be used as a “telephone repeater” that would “provide invaluable records, instead of being the recipient of momentary and fleeting communication.”8 Edison’s phonograph patent was specifically for a device that recorded and played back foil cylinders. Because of this limitation, in 1886 Chichester Bell (cousin of telephone inventor Alexander Graham Bell) and Charles Sumner Tainter were able to further sound recording by patenting an improvement on the phonograph. Their sound recording device, known as the graphophone, played back more durable wax cylinders.9 Both Edison’s phonograph and Bell and Tainter’s graphophone had only marginal success as voice-recording office machines. Eventually, both sets of inventors began to produce cylinders with prerecorded music, which proved to be more popular but difficult to mass-produce and not very durable for repeated plays.

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Sound Recording and Popular Music
Photo by Robert Johnson Estate/Hulton Archive/Getty Images (top); Popperfoto/Getty Images (bottom)

Using ideas from Edison, Bell, and Tainter, Emile Berliner, a German engineer who had immigrated to America, developed a better machine that played round, flat disks, or records. Made of zinc and coated with beeswax, these records played on a turntable, which Berliner called a gramophone and patented in 1887. Berliner also developed a technique that enabled him to mass-produce his round records, bringing sound recording into its mass medium stage. Previously, using Edison’s cylinder, performers had to play or sing into the speaker for each separate recording. Berliner’s technique featured a master recording from which copies could be easily duplicated in mass quantities. In addition, Berliner’s records could be stamped with labels, allowing the music to be differentiated by title, performer, and songwriter. This led to the development of a “star system,” wherein fans could identify and choose their favorite artists across many records.

By the first decade of the twentieth century, record-playing phonographs were widely available for home use. In 1906, the Victor Talking Machine Company placed the hardware, or “guts,” of the record player inside a piece of furniture. These early record players, known as Victrolas, were mechanical and had to be primed with a crank handle. As more homes were wired for electricity, electric record players, first available in 1925, gradually replaced Victrolas, and the gramophone soon became an essential appliance in most American homes.

The appeal of recorded music was limited at first because of sound quality. The original wax records were replaced by shellac discs, but these records were also very fragile and didn’t improve the sound quality much. By the 1930s, in part because of the advent of radio and in part because of the Great Depression, record and phonograph sales declined dramatically. However, in the early 1940s, shellac was needed for World War II munitions production, so the record industry turned to manufacturing polyvinyl plastic records instead. The vinyl recordings turned out to be more durable than shellac records and less noisy, paving the way for a renewed consumer desire to buy recorded music.

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In 1948, CBS Records introduced the 33image -rpm (revolutions per minute) long-playing record (LP), with about twenty minutes of music on each side, creating a market for multisong albums and classical music. This was an improvement over the three to four minutes of music contained on the existing 78-rpm records. The next year, RCA developed a competing 45-rpm record that featured a quarter-size hole (best for jukeboxes) and invigorated the sales of songs heard on jukeboxes throughout the country. Unfortunately, the two new record standards were not technically compatible, meaning the two types of records could not be played on each other’s machines. A five-year marketing battle ensued, similar to the Macintosh-versus-Windows conflict over computer-operating-system standards in the 1980s and 1990s or the battle between Blu-ray and HD DVD in the mid-2000s. In 1953, CBS and RCA compromised. The LP became the standard for long-playing albums, the 45 became the standard for singles, and record players were designed to accommodate 45s, LPs, and, for a while, 78s.

From Phonographs to CDs: Analog Goes Digital

The inventions of the phonograph and the record were the key sound recording advancements until the advent of magnetic audiotape and tape players in the 1940s. Magnetic tape sound recording was first developed as early as 1929 and further refined in the 1930s, but it didn’t catch on initially because the first machines were bulky reel-to-reel devices, the amount of tape required to make a recording was unwieldy, and the tape itself broke or became damaged easily. However, owing largely to improvements by German engineers who developed plastic magnetic tape during World War II, audiotape eventually found its place.

Audiotape’s lightweight magnetized strands finally made possible sound editing and multiple-track mixing, in which instrumentals or vocals could be recorded at one location and later mixed onto a master recording in another studio. This led to a vast improvement in studio recordings and subsequent increases in sales, although the recordings continued to be sold primarily in vinyl format rather than on reel-to-reel tape. By the mid-1960s, engineers had placed miniaturized reel-to-reel audiotape inside small plastic cassettes and developed portable cassette players, permitting listeners to bring recorded music anywhere and creating a market for prerecorded cassettes. Audiotape also permitted “home dubbing”: Consumers could copy their favorite records onto tape or record songs from the radio. The cassette format also gave rise to the Sony Walkman, a portable cassette player that foreshadowed the release of the iPod two decades later.

Some thought the portability, superior sound, and recording capabilities of audiotape would mean the demise of records. Although records had retained essentially the same format since the advent of vinyl, the popularity of records continued, in part due to the improved sound fidelity that came with stereophonic sound. Invented in 1931 by engineer Alan Blumlein but not put to commercial use until 1958, stereo permitted the recording of two separate channels, or tracks, of sound. Recording-studio engineers, using audiotape, could now record many instrumental or vocal tracks, which they “mixed down” to two stereo tracks. When played back through two loudspeakers, stereo creates a more natural sound distribution. By 1971, stereo sound had been advanced into quadraphonic, or four-track, sound, but that never caught on commercially.

The biggest recording advancement came in the 1970s, when electrical engineer Thomas Stockham made the first digital audio recordings on standard computer equipment. Although the digital recorder was invented in 1967, Stockham was the first to put it to practical use. In contrast to analog recording, which captures the fluctuations of sound waves and stores those signals in a record’s grooves or a tape’s continuous stream of magnetized particles, digital recording translates sound waves into binary on-off pulses and stores that information as numerical code. When a digital recording is played back, a microprocessor translates those numerical codes back into sounds and sends them to loudspeakers. By the late 1970s, Sony and Philips were jointly working on a way to design a digitally recorded disc and player to take advantage of this new technology, which could be produced at a lower cost than either vinyl records or audiocassettes. As a result of their efforts, digitally recorded compact discs (CDs) hit the market in 1983.

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Figure 4.1: FIGURE 4.1THE EVOLUTION OF DIGITAL SOUND RECORDING SALES (REVENUE IN BILLIONS)Data from: Recording Industry Association of America, Annual Year-End Statistics. Figures are rounded.Note: The year 1999 is the year Napster arrived, and the peak year of industry revenue. In 2011, digital product revenue surpassed physical product revenue for the first time. In 2014, digital download revenue dropped for the second year in a row as digital subscriptions and streaming gained in popularity. Synchronization royalties are those from music being licensed for use in television, movies, and advertisements.

By 1987, CD sales were double the amount of LP record album sales. By 2000, CDs rendered records and audiocassettes nearly obsolete, except for DJs and record enthusiasts who continued to play and collect vinyl LPs. In an effort to create new product lines and maintain consumer sales, the music industry promoted two advanced digital disc formats in the late 1990s, which it hoped would eventually replace standard CDs. However, the introduction of these formats was ill-timed for the industry, because the biggest development in music formatting was already on the horizon—the MP3.

Convergence: Sound Recording in the Internet Age

Music, perhaps more so than any other mass medium, is bound up in the social fabric of our lives. Ever since the introduction of the tape recorder and the heyday of homemade mixtapes, music has been something that we have shared eagerly with friends.

It is not surprising, then, that the Internet, a mass medium that links individuals and communities together like no other medium, became a hub for sharing music. In fact, the reason college student Shawn Fanning said he developed the groundbreaking file-sharing site Napster in 1999 was “to build communities around different types of music.”10 But this convergence with the Internet began to unravel the music industry in the 2000s. The changes in the music industry were set in motion about two decades ago, with the proliferation of Internet use and the development of a new digital file format.

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Recording Music Today Composer Scott Dugdale discusses technological innovations in music recording.

Discussion: What surprised you the most about the way the video showed a song being produced, and why?

MP3s and File-Sharing

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The MP3 file format, developed in 1992, enables digital recordings to be compressed into smaller, more manageable files. With the increasing popularity of the Internet in the mid-1990s, computer users began swapping MP3 music files online because they could be uploaded or downloaded in a fraction of the time it took to exchange noncompressed music files.

By 1999, the year Napster’s infamous free file-sharing service brought the MP3 format to popular attention, music files were widely available on the Internet—some for sale, some legally available for free downloading, and many for trading in possible violation of copyright laws. Despite the higher quality of industry-manufactured CDs, music fans enjoyed the convenience of downloading and burning MP3 files to CD. Some listeners skipped CDs altogether, storing their music on hard drives and essentially using their computers as stereo systems. Losing countless music sales to illegal downloading, the music industry fought the proliferation of the MP3 format with an array of lawsuits (aimed at file-sharing companies and at individual downloaders), but the popularity of MP3s continued to increase.

In 2001, the U.S. Supreme Court ruled in favor of the music industry and against Napster, declaring free music file-swapping illegal and in violation of music copyrights held by recording labels and artists. It was relatively easy for the music industry to shut down Napster (which later relaunched as a legal service) because it required users to log into a centralized system. However, the music industry’s elimination of file-sharing was not complete, as decentralized peer-to-peer (P2P) systems, such as Grokster, LimeWire, Morpheus, Kazaa, eDonkey, eMule, and BitTorrent, once again enabled online free music file-sharing.

The recording industry fought back with thousands of lawsuits, many of them successful. In 2005, P2P service Grokster shut down after it was fined $50 million by U.S. federal courts, and in upholding the lower court rulings, the Supreme Court reaffirmed that the music industry could pursue legal action against any P2P service that encouraged its users to illegally share music or other media. By 2010, eDonkey, Morpheus, and LimeWire had been shut down, while Kazaa settled a lawsuit with the music industry and became a legal service.11 By 2011, several major Internet service providers, including AT&T, Cablevision, Comcast, Time Warner Cable, and Verizon, agreed to help the music industry identify customers who may be illegally downloading music and try to prevent them from doing so by sending them “copyright alert” warning letters, redirecting them to Web pages about digital piracy, and ultimately slowing download speeds or closing their broadband accounts.

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BEATS BY DR. DRE headphones became the must-have status companion item for iPods, replacing the simple white iPod earbuds. Apple purchased Beats in 2014 for $3 billion, obtaining a premium headphone brand for customers and a company (Beats Music) to help strengthen Apple’s streaming music service.
Richard B. Levine/Newscom

As it cracked down on digital theft, the music industry also realized that it would have to somehow adapt its business to the digital format and embraced services like iTunes (launched by Apple in 2003 to accompany the iPod), which has become the model for legal online distribution. In 2008, iTunes became the top music retailer in the United States, and by 2013, iTunes had sold more than twenty-five billion songs, hitting thirty-five billion in 2014. Ironically, iTunes’ 2013 sales milestone came in the same year that global digital download sales fell for the first time.12 What happened? It was the arrival of the next big digital format.

The Next Big Thing: Streaming Music

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SPOTIFY became popular in Europe before the streaming service made its U.S. debut in 2011. Now available in more than fifty-five countries, it has a vast catalog of music, with more than twenty million songs globally.
Courtesy Spotify

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If the history of recorded music tells us anything, it’s that over time tastes change and formats change. The digital music era began in 1983 with the debut of the CD. Next was the digital download, made a commercially viable option by iTunes in 2003. Today, streaming music is quickly growing in popularity. In the language of the music industry, we are shifting from ownership of music to access to music.13 The access model has been driven by the availability of streaming services such as the Sweden-based Spotify, which made its debut in the United States in 2011 and hit fifteen million worldwide paying subscribers in 2015. Other services include Rhapsody, Rdio, Deezer (outside of the United States), and Google Play Music; Amazon has also added a streaming music component to its Prime subscription accounts. With these services, listeners can pay a subscription fee (typically $5 to $10 per month), or in some cases sign up for an ad-supported free account, and instantly play millions of songs on demand via the Internet. One of the newest services is Beats Music, a subscription-only streaming service founded by music executive Jimmy Iovine and the renowned artist/producer Dr. Dre, the same team behind the trendy and pricey Beats by Dr. Dre headphones (some of which cost up to $450). Just a few months after the Beats Music streaming service launched in early 2014, Apple purchased the company for $3 billion. Apple gained a premium headphone brand to sell and a streaming service to complement its iTunes download business (though in the summer of 2015, Apple launched its own streaming service, Apple Music).14 The streaming market also includes ad-supported streaming services that initially specialized in video, such as YouTube and Vevo, which have wide international use.

The Rocky Relationship between Records and Radio

Some streaming services, like Pandora, closely resemble commercial radio; the recording industry and radio have always been closely linked. Although they work almost in unison now, in the beginning they had a tumultuous relationship. Radio’s very existence sparked the first battle. By 1915, the phonograph had become a popular form of entertainment. The recording industry sold thirty million records that year, and by the end of the decade, sales more than tripled each year. In 1924, though, record sales dropped to only half of what they had been the previous year. Why? Because radio had arrived as a competing mass medium, providing free entertainment over the airwaves, independent of the recording industry.

The battle heated up when, to the alarm of the recording industry, radio stations began broadcasting recorded music without compensating the music industry. The American Society of Composers, Authors, and Publishers (ASCAP), founded in 1914 to collect copyright fees for music publishers and writers, charged that radio was contributing to plummeting sales of records and sheet music. By 1925, ASCAP established music rights fees for radio, charging stations between $250 and $2,500 a week to play recorded music—and causing many stations to leave the air.

But other stations countered by establishing their own live, in-house orchestras, disseminating “free” music to listeners. This time, the recording industry could do nothing, as original radio music did not infringe on any copyrights. Throughout the late 1920s and 1930s, record and phonograph sales continued to fall, although the recording industry got a small boost when Prohibition ended in 1933 and record-playing jukeboxes became the standard musical entertainment in neighborhood taverns.

The recording and radio industries only began to cooperate with each other after television became popular in the early 1950s. Television pilfered radio’s variety shows, crime dramas, and comedy programs, and, along with those formats, much of its advertising revenue and audience. Seeking to reinvent itself, radio turned to the recording industry, and this time both industries greatly benefited from radio’s new “hit songs” format. The alliance between the recording industry and radio was aided enormously by rock-and-roll music, which was just emerging in the 1950s. Rock created an enduring consumer youth market for sound recordings and provided much-needed new content for radio precisely when television made it seem like an obsolete medium.

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After the digital turn, that mutually beneficial arrangement between the recording and radio industries began to fray. While Internet streaming radio stations were being required to pay royalties to music companies when they played their songs, radio stations still got to play music royalty-free over the air. In 2012, Clear Channel, the largest radio station chain in the United States and one of the largest music streaming companies, with more than 1,500 live stations on iHeartRadio, was the first company to strike a new deal with the recording industry and pay royalties for music played over the air. Clear Channel pledged to pay royalties to Big Machine Label Group—one of the country’s largest independent labels—for broadcasting the songs of its artists (including Taylor Swift, Tim McGraw, and the Band Perry) in exchange for a limit on royalties it must pay for streaming those artists’ music. With the agreement, Big Machine Label Group gained a new source of royalty income, and Clear Channel (which renamed itself iHeartMedia in 2014) crafted a more stable future for its growing digital streaming operations. Since the first deal, other radio groups have begun to forge agreements with Big Machine and other music labels, paying royalties for on-air play while getting reduced rates for streaming music.