Explaining African and Asian Independence

As the twentieth century closed, the end of European empires seemed an almost inevitable phenomenon, for colonial rule had lost any credibility as a form of political order. What could be more natural than for people to seek to rule themselves? Yet at the beginning of the century, few observers were predicting the collapse of these empires, and the idea that “the only legitimate government is national self-government” was not nearly so widespread as it subsequently became. This situation has presented historians with a problem of explanation — how to account for the fall of European colonial empires and the emergence of dozens of new nation-states.

979

One approach to explaining the end of colonial empires focuses attention on fundamental contradictions in the entire colonial enterprise. The rhetoric of Christianity, Enlightenment thought, and material progress sat awkwardly with the realities of colonial racism, exploitation, and poverty. The increasingly democratic values of European states ran counter to the essential dictatorship of colonial rule. The ideal of national self-determination was profoundly at odds with the possession of colonies that were denied any opportunity to express their own national character. The enormously powerful force of nationalism, having earlier driven the process of European empire building, now played a major role in its disintegration. Colonial rule, in this argument, dug its own grave because its practice ran counter to established European values.

But why did this “fatal flaw” of European colonial rule lead to independence in the post–World War II decades rather than earlier or later? In explaining the timing of the end of empire, historians frequently use the notion of “conjuncture,” the coming together of several separate developments at a particular time. At the international level, the world wars had weakened Europe, while discrediting any sense of European moral superiority. Both the United States and the Soviet Union, the new global superpowers, generally opposed the older European colonial empires, even as they created empire-like international relationships of their own. Meanwhile, the United Nations provided a prestigious platform from which to conduct anticolonial agitation. All of this contributed to the global illegitimacy of empire, a novel and stunning transformation of social values that was enormously encouraging to anticolonial movements everywhere.

Guided Reading Question

CHANGE

What international circumstances and social changes contributed to the end of colonial empires?

At the same time, social and economic circumstances within the colonies themselves generated the human raw material for anticolonial movements. By the early twentieth century in Asia and the mid-twentieth century in Africa, a second or third generation of Western-educated elites, largely male, had arisen throughout the colonial world. These young men were thoroughly familiar with European culture; they were deeply aware of the gap between its values and its practices; they no longer viewed colonial rule as a vehicle for their peoples’ progress as their fathers had; and they increasingly insisted on immediate independence. Moreover, growing numbers of ordinary people — women and men alike — were receptive to this message. Veterans of the world wars; young people with some education but no jobs commensurate with their expectations; a small class of urban workers who were increasingly aware of their exploitation; small-scale female traders resentful of European privileges; rural dwellers who had lost land or suffered from forced labor; impoverished and insecure newcomers to the cities — all of these groups had reason to believe that independence held great promise.

980

Such pressures increasingly placed colonial rulers on the defensive. As the twentieth century wore on, these colonial rulers began to plan — tentatively at first — for a new political relationship with their Asian and African subjects. The colonies had been integrated into a global economic network, and local elites were largely committed to maintaining those links. In these circumstances, Europeans could imagine retaining profitable economic interests in Asia, Africa, and Oceania without the expense and trouble of formal colonial governments. Deliberate planning for decolonization included gradual political reforms; investments in railroads, ports, and telegraph lines; the holding of elections; and the writing of constitutions. To some observers, it seemed as if independence was granted by colonial rulers rather than gained or seized by nationalist movements.

981

AP® EXAM TIP

Make a list of similarities in the educational and social backgrounds of leaders of independence movements in Asia and Africa in the twentieth century.

But these reforms, and independence itself, occurred only under considerable pressure from mounting nationalist movements. Creating such movements was no easy task. Leaders, drawn everywhere from the ranks of the educated few and almost always male, organized political parties, recruited members, plotted strategy, developed an ideology, and negotiated with one another and with the colonial state. The most prominent among them became the “fathers” of their new countries as independence dawned — Gandhi and Nehru in India, Sukarno in Indonesia, Ho Chi Minh in Vietnam, Nkrumah in Ghana, and Mandela in South Africa. In places where colonial rule was particularly intransigent — settler-dominated colonies and Portuguese territories, for example — leaders also directed military operations and administered liberated areas. While such movements drew on memories of earlier, more localized forms of resistance, nationalist leaders did not seek to restore a vanished past. Rather, they looked forward to joining the world of independent nation-states, to membership in the United Nations, and to the wealth and power that modern technology promised.

982

Guided Reading Question

DESCRIPTION

What obstacles confronted the leaders of movements for independence?

A further common task of the nationalist leadership was to recruit a mass following, and to varying degrees, they did. Millions of ordinary men and women joined Gandhi’s nonviolent campaigns in India; tens of thousands of freedom fighters waged guerrilla warfare in Algeria, Kenya, Mozambique, and Zimbabwe; in West Africa workers went on strike and market women joined political parties, as did students, farmers, and the unemployed. The relationship between nationalist leaders and their followers was frequently fraught with tension. One such Indonesian leader, educated in Holland, spoke of his difficulty in relating to the common people: “Why am I vexed by the things that fill their lives, and to which they are so attached? Why are the things that contain beauty for them … only senseless and displeasing for me? We intellectuals here are much closer to Europe or America than we are to the primitive Islamic culture of Java and Sumatra.”2

Thus struggles for independence were rarely if ever cohesive movements of uniformly oppressed people. More often, they were fragile alliances representing different classes, ethnic groups, religions, or regions. Beneath the common goal of independence, people struggled with one another over questions of leadership, power, strategy, ideology, and the distribution of material benefits, even as they fought and negotiated with their colonial rulers. The very notion of “national self-government” posed obvious but often-contentious questions: What group of people constituted the “nation” that deserved to rule itself ? And who should speak for it?