The Assignment: Analyzing a Literary Work
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For this assignment, you are to be a literary critic—analyzing, interpreting, and evaluating a literary selection for your classmates. Your purpose is to deepen their understanding because you will have devoted time and effort to digging out the work’s meaning. Even if they too have studied the work carefully, you will try to convince them that your interpretation is valid.
Choose a literary work that intrigues you or expresses a worthwhile meaning. Your selection might be a short story, a poem, a play, or a novel. (Follow directions if your instructor wants to approve your choice, assign the literary work, or limit your options to several works read by your class.) After careful analysis of the work, write an essay as the expert critic, explaining the meaning you discern, supporting your interpretation with evidence from the work, and evaluating the effectiveness of literary elements used by the author and the significance of theme.
You cannot include everything about the work in your paper, so you should focus on one element (such as character, setting, or theme) or the interrelationship of two or three elements (such as characterization and symbolism). Although a summary, or synopsis, of the plot is a good beginning point, retelling the story is not a satisfactory literary analysis.
These college writers successfully responded to such an assignment:
One showed how the rhythm, rhymes, and images of Adrienne Rich’s poem “Aunt Jennifer’s Tigers” mesh to convey the poem’s theme of tension between a woman’s artistic urge and societal constraints.
Another, a drummer, read James Baldwin’s “Sonny’s Blues” and established Sonny’s credibility as a musician—based on attitudes, actions, struggles, and his relationship with his instrument and with other musicians.
A psychology major concluded that the relationship between Hamlet and Claudius in Shakespeare’s Hamlet represents tension, jealousy, and misunderstanding between stepsons and stepfathers.
The major challenge that writers face when analyzing a literary work is to state and support a thesis that takes a stand. If you simply explain the literal meaning of the work—retelling the story or summing up the topic of an essay or a poem—your readers will be disappointed. Instead, they expect a clear thesis that presents your specific interpretation. They want to see how you analyze the work and which features of the work you use to support your position about it. For instance, your thesis might identify a theme—an insight, main idea, or observation about life—developed in the work. Then your essay would show how selected features of the work express, develop, or illustrate this theme. On the other hand, your thesis might present your analysis of how a story, poem, or play works. Then your essay might discuss how several elements—such as the mood established by the setting, the figurative language used to describe events, and the arc of the plot—work together to develop its meaning. Whatever the case that you argue, your thesis needs to be clearly focused and your supporting evidence needs to come from the words and expressions of the work itself.
Generating Ideas
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Read several literary works from the course options to find two or three you like. Next, reread those that interest you. Select one that strikes you as especially significant—realistic or universal, moving or disturbing, believable or shocking—with a meaning you wish to share with classmates.
For more on analysis, see Analyzing a Subject in Ch. 22.
Analyzing a literary work is the first step in interpreting meaning and evaluating literary quality. As you read the work, identify its elements and analyze them. Then focus on one significant element or a cluster of related elements. As you write, restrict your discussion to that focus.
We provide three checklists to guide you in analyzing different types of literature. Each of these is an aid to understanding, not an organizational outline for writing about literature. The first checklist focuses on short stories and novels, but some of its questions can help you analyze setting, character, theme, or your reactions as a reader for almost any kind of literary work.
For a glossary of literary terms, see A Glossary of Terms for Literary Analysis.
Analyzing a Short Story or a Novel
What is your reaction to the story? Jot it down.
Who is the narrator—not the author, but the one who tells the story?
What is the point of view?
What is the setting (time and place)? What is the atmosphere or mood?
How does the plot unfold? Write a synopsis, or summary, of the events in time order, including relationships among those events (see Learning from Another Writer: Synopsis).
What are the characters like? Describe their personalities, traits, and motivations based on their actions, speech, habits, and so on. What strategies does the author use to develop the characters? Who is the protagonist? The antagonist? Do any characters change? Are the changes believable?
How would you describe the story’s style, or use of language? Is it informal, conversational, or formal? Does the story use dialect or foreign words?
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What are the external conflicts and the internal conflicts? What is the central conflict? Express the conflicts using the word versus, such as “dreams versus reality” or “the individual versus society.”
What is the climax of the story? Is there any resolution?
Are there important symbols? What might they mean?
What does the title of the story mean?
What are the themes of the story? Are they universal (applicable to all people everywhere at all times)? Write down your interpretation of the main theme. How is this theme related to your own life?
What other literary works or life experiences does the story remind you of?
When looking at a poem, consider the elements specific to poetry and those shared with other genres, as the following checklist suggests.
Analyzing a Poem
What is your reaction to the poem? Jot it down.
Who is the speaker—not the author, but the one who narrates?
Is there a setting? What mood or emotional atmosphere does it suggest?
Can you put the poem into your own words—paraphrase it?
What is striking about the poem’s language? Is it informal or formal? Does it use irony or figurative language: imagery, metaphor, personification? Identify repetition or words that are unusual, used in an unusual way, or archaic (no longer commonly used). Consider connotations, the suggestions conjured by the words: house versus home, though both refer to the same place.
Is the poem lyric (expressing emotion) or narrative (telling a story)?
How is the poem structured or divided? Does it use couplets (two consecutive rhyming lines), quatrains (units of four lines), or other units? How do the beginning and end relate to each other and to the poem as a whole?
Does the poem use rhyme (words that sound alike)? If so, how does the rhyme contribute to the meaning?
Does the poem have rhythm (regular meter or beat, patterns of accented and unaccented syllables)? How does the rhythm contribute to the meaning?
What does the title of the poem mean?
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What is the major theme of the poem? How does this underlying idea unify the poem? How is it related to your own life?
What other literary works or life experiences does the poem remind you of?
A play is written to be seen and heard, not read. You may analyze what kind it is and how it would appear onstage, as this checklist suggests.
Analyzing a Play
What is your reaction to the play? Jot it down.
Is the play a serious tragedy (which arouses pity and fear in the audience and usually ends unhappily with the death or downfall of the tragic hero)? Or is it a comedy (which aims to amuse and usually ends happily)?
What is the setting of the play? What is its mood?
In brief, what happens? Summarize each act of the play.
What are the characters like? Who is the protagonist? Who is the antagonist? Are there foil characters who contrast with the main character and reveal his or her traits? Which characters are in conflict? Which change?
Which speeches seem especially significant?
What is the plot? Identify the exposition or background information needed to understand the story. Determine the main external and internal conflicts. What is the central conflict? What events complicate the central conflict? How are these elements of the plot spread throughout the play?
What is the climax of the play? Is there a resolution to the action?
What does the title mean?
Can you identify any dramatic irony, words or actions of a character that carry meaning unperceived by the character but evident to the audience?
What is the major theme? Is it universal? How is it related to your life?
What other literary works or life experiences does the play remind you of?
Learning by Doing Examining Fiction Genres
Compare two stories that you have both read and watched on film (for example, stories from the Harry Potter, Hunger Games, or Divergent series). Choose a single scene that appears in both the book and the movie. Reflect on the two versions and how they are presented. How do the book and film versions differ? What might account for those differences? In responding to these questions, consider how the genre (book or film) affects the presentation. You may also wish to consider a book that has been converted to a graphic novel. How do those genres differ?
Planning, Drafting, and Developing
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For more on planning, drafting, and developing, see Chs. 20, 21, and 22.
When you write your analysis, your purpose is to explain the work’s deeper meaning. Don’t try to impress readers with your brilliance. Instead, regard them as friends in whose company you are discussing something familiar to all, though they may not have studied the work as carefully as you have. This assumption will help you decide how much evidence from the work to include and will reduce summarizing.
Identify Your Support. After you have determined the major element or cluster of elements that you intend to focus on, go through the work again to find all the passages that relate to your main point. Mark them as you find them, or put them on note cards or in a computer file, along with the page references. If you use any quotations, quote exactly.
For more on stating a thesis, see Stating and Using a Thesis in Ch. 20.
Develop Your Main Idea or Thesis. Begin by trying to express your point in a thesis statement that identifies the literary work and the author.
WORKING THESIS | In “The Lottery,” Shirley Jackson reveals theme. |
But this statement is too vague, so you rewrite it to be more precise:
IMPROVED | In “The Lottery” by Shirley Jackson, theme is tradition. |
This thesis is better but still doesn’t state theme clearly or precisely. You try other ways of expressing what Jackson implies about tradition:
IMPROVED | In “The Lottery” by Shirley Jackson, one of the major themes is that outmoded traditions can be harmful. |
Adding one of shows that this is not the story’s only theme, but the rest is vague. What does outmoded mean? How are traditions harmful?
MORE PRECISE | In “The Lottery” by Shirley Jackson, one of the major themes is that traditions that have lost their meaning can still move people to act abnormally without thinking. |
This thesis is better but may change as you write. For instance, you might go beyond interpretation of Jackson’s ideas by adding tragic to convey your evaluation of her observation of the human condition:
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EVALUATION ADDED | In “The Lottery,” Jackson reveals the tragic theme that traditions that have lost their meaning can still move people to abnormal and thoughtless action. |
Or you might say this, alerting readers to your main points:
PREVIEW ADDED | In “The Lottery,” Jackson effectively uses symbolism and irony to reveal theme that traditions that have lost their meaning can still move people to abnormal action. |
Focus on analyzing ideas, not retelling events. Maintain that focus by analyzing your thesis: divide it into parts, and then develop each part in turn. thesis just presented could be divided into (1) use of symbolism to reveal theme and (2) use of irony to reveal theme. Similarly, you might divide a thesis about character change into the character’s original traits, the events that cause change, and the character’s new traits.
Learning by Doing Developing Your Thesis
Follow the preceding pattern for developing a thesis statement. Start with your working thesis. Then improve it, make it more precise, and consider adding an evaluation or preview. Present your thesis drafts to a classmate or small group, perhaps asking questions like these: What wording needs to be clearer? What idea could I narrow down? What point sounds intriguing? What might a reader want me to emphasize? Continue to refine your thesis as you work on your essay.
For more on introductions, see Writing an Opening in Ch. 21.
Introduce Your Essay. Tie your beginning to your main idea, or thesis. If you are uncertain how to begin, try one of these openings:
Focus on a character’s universality (pointing out that most people might feel as Tessie in “The Lottery” did if their names were drawn).
Focus on a theme’s universality (discussing briefly how traditions seem to be losing their meaning in modern society).
Quote a striking line from the work (“and then they were upon her” or “‘Lottery in June, corn be heavy soon’”).
Make a statement about the work’s point, your reaction when you read it, a parallel personal experience, or the writer’s technique.
Ask a “Have you ever?” question to draw readers into your interpretation.
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For general questions for a peer editor, see Re-viewing and Revising in Ch. 23.
Peer Response Responding to Literature
Ask a classmate to read your draft and to consider how effectively you have analyzed the literary work and presented your analysis. Ask your peer editor to answer specific questions such as these:
What is your first reaction to the literary analysis?
In what ways does the analysis add to your understanding of the literary work? In what ways does it add to your insights into life?
Does the introduction make you want to read the rest of the analysis? What changes would you suggest to strengthen the opening?
Is the main idea clear? Is there sufficient relevant evidence from the work to support that point? Put stars wherever additional evidence is needed. Put a check mark by any irrelevant information.
Does the essay go beyond plot summary to analyze elements, interpret meaning, and evaluate literary merit? If not, how might the writer revise?
Is the analysis organized by ideas instead of events? What changes in organization would you suggest?
Do the transitions guide you smoothly from one point to the next? Do the transitions focus on ideas, not on time or position in the story? Note any places where you would suggest adding transitions.
If this paper were yours, what is the one thing you would be sure to work on before handing it in?
For more on citing and listing literary works, see MLA style in section E in the Quick Research Guide.
Support Your Interpretation. As you develop your analysis, include supporting evidence—descriptions of setting and character, summaries of events, quotations of dialogue, and other specifics. Cite page numbers (for prose) or line numbers (for poetry) where the details can be found in the work. Integrate evidence from the story with your comments and ideas.
For a list of transitions showing logical connections, see Adding Cues and Connections in Ch. 21.
Keep the focus on ideas, not events, by using transition markers that refer to character traits and personality change, not to time. Say “Although Mr. Summers was . . .” instead of “At the beginning of the story Mr. Summers was . . .” Write “Tessie became . . .” instead of “After that Tessie was . . .” State “The villagers in ‘The Lottery’ changed . . .,” not “On the next page . . .”
For more on conclusions, see Writing a Conclusion in Ch. 21.
Conclude Your Essay. When you reach the end, don’t just stop. Close as you might open—with a personal experience, a comment on technique, a quotation—to provide a sense of finality. Refer to or reaffirm your thesis. Often an effective conclusion ties in directly with the introduction.
Use the Take Action chart to help you figure out how to improve your draft. Skim the left-hand column to identify questions you might ask about your literary analysis. When you answer a question with “Yes” or “Maybe,” move straight across to Locate Specifics for that question. Use the activities there to pinpoint gaps, problems, or weaknesses. Then move straight across to Take Action. Use the advice that suits your problem as you revise.
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Take Action Strengthening Literary Analysis
Ask each question listed in the left-hand column to consider whether your draft might need work on that issue. If so, follow the ASK—LOCATE SPECIFICS—TAKE ACTION sequence to revise.
1 ASK | 2 LOCATE SPECIFICS | 3 TAKE ACTION |
Could I state my overall thesis or main idea more clearly? |
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Could I present my main points more specifically? |
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Could I add more or better evidence from the literary work? |
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Revising and Editing
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For more revising and editing strategies, see Ch. 23.
As you read over your draft, keep in mind your thesis and the evidence that supports it.
Have you clearly identified the literary work and the author near the beginning of the analysis?
Is your main idea or thesis clear? Does everything else relate to it?
Have you focused on one element or a cluster of related elements in your analysis? Have you organized around these ideas rather than events?
Do your transitions focus on ideas, not on plot or time sequence? Do they guide readers easily from one section or sentence to the next?
Are your interpretations supported by evidence from the literary work? Do you need to add examples of dialogue, action, or description? Have you selected details relevant to the points of analysis, not interesting sidelights?
Have you woven the details from the work smoothly into your text? Have you cited their correct page or line numbers? Have you quoted and cited carefully instead of lifting language without proper attribution?
Do you understand all the words and literary terms you use?
Have you tried to share your insights into the meaning of the work with your readers, or have you slipped into trying to impress them?
For more editing and proofreading strategies, see Editing and Proofreading in Ch. 23.
After you have revised your literary analysis, check the grammar, word choice, punctuation, and mechanics—and then correct any problems you find. Make sure that you smoothly introduce all of your quotations and references to the work and weave them into your own discussion.
For more help, find the relevant checklist sections in the Quick Editing Guide and Quick Format Guide Format Guide.
A3Have you used the present tense for events in the literary work and for comments about the author’s presentation?
C3Have you used quotation marks correctly whenever you give the exact words of the literary work?
Have you used correct manuscript format for your paper?